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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 224 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4461 AIRJ AIRJOULE TECHNOLOGIES CORP Industrials 490.0 $1K $2.51 +40.2%
4462 OPK OPKO HEALTH INC Healthcare 1,053.0 $1K +652.0 +162.6% $1.14 -3.5%
4463 EVF EATON VANCE SR INCOME TR Financial Services 240.0 $1K +6.0 +2.6% $5.00 -0.9%
4464 FITE SPDR SERIES TRUST 14.0 $1K NEW $85.57 +19.6%
4465 FLLA FRANKLIN TEMPLETON ETF TR 42.0 $1K -41.0 -49.4% $28.50 -1.5%
4466 WYFI WHITEFIBER INC Technology 100.0 $1K $11.91 +103.2%
4467 GLDG GOLDMINING INC Basic Materials 1,000.0 $1K NEW $1.19 -9.2%
4468 SEADRILL LTD 26.0 $1K NEW $45.50
4469 CVI CVR ENERGY INC Energy 35.0 $1K -907.0 -96.3% $33.66 +0.7%
4470 PURR HYPERLIQUID STRATEGIES INC Basic Materials 229.0 $1K NEW $5.09 +37.3%
4471 CRI CARTERS INC Consumer Cyclical 32.0 $1K +28.0 +700.0% $36.16 -7.5%
4472 HERO GLOBAL X FDS 44.0 $1K $25.73 +0.1%
4473 VIRTUS CONVERTIBLE & INCOME 75.0 $1K +70.0 +1400.0% $14.88
4474 IMMUNIC INC 1,000.0 $1K $1.11
4475 GETY GETTY IMAGES HOLDINGS INC Communication Services 1,394.0 $1K +1K +263.0% $0.79 +8.7%
4476 FUNC FIRST UTD CORP Financial Services 30.0 $1K NEW $36.63 +0.7%
4477 SAH SONIC AUTOMOTIVE INC Consumer Cyclical 16.0 $1K +3.0 +23.1% $68.56 +7.9%
4478 SPFI SOUTH PLAINS FINANCIAL INC Financial Services 26.0 $1K +20.0 +333.3% $41.88 -6.0%
4479 COOK TRAEGER INC Consumer Cyclical 37.0 $1K NEW $29.00 +70.4%
4480 LPG DORIAN LPG LTD Energy 31.0 $1K +5.0 +19.2% $34.19 +19.5%
Page 224 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%