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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 1 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY SPDR S&P 500 ETF TR Financial Services 2,836,810.0 $1.93B 3.48% NEW $681.96 +8.4%
2 MSFT MICROSOFT CORP Technology 3,948,766.0 $1.91B 3.44% NEW $483.62 -15.3%
3 AAPL APPLE INC Technology 6,504,923.0 $1.77B 3.18% NEW $271.86 +10.4%
4 NVDA NVIDIA CORPORATION Technology 8,676,526.0 $1.62B 2.91% NEW $186.50 +26.4%
5 GOOGL ALPHABET INC Communication Services 4,258,226.0 $1.33B 2.40% NEW $313.00 +28.1%
6 AMZN AMAZON COM INC Consumer Cyclical 5,601,249.0 $1.29B 2.33% NEW $230.82 +14.4%
7 AVGO BROADCOM INC Technology 2,856,066.0 $988.5M 1.78% NEW $346.10 +22.9%
8 VOO VANGUARD INDEX FDS 1,375,839.0 $862.8M 1.55% NEW $627.13 +8.3%
9 JPM JPMORGAN CHASE & CO. Financial Services 2,325,791.0 $749.4M 1.35% NEW $322.22 -6.9%
10 IVV ISHARES TR 1,081,941.0 $741.1M 1.33% NEW $684.94 +8.4%
11 QQQ INVESCO QQQ TR Financial Services 1,154,740.0 $709.4M 1.28% NEW $614.31 +15.4%
12 META META PLATFORMS INC Communication Services 1,031,953.0 $681.2M 1.23% NEW $660.09 -6.3%
13 GOOG ALPHABET INC Communication Services 2,159,647.0 $677.7M 1.22% NEW $313.80 +26.6%
14 RGEF TIDAL TRUST III 20,290,630.0 $622.1M 1.12% NEW $30.66 +10.1%
15 RSMC TIDAL TRUST III 20,694,300.0 $522.5M 0.94% NEW $25.25 +9.7%
16 IWF ISHARES TR 1,073,714.0 $508.2M 0.92% NEW $473.30 -73.7%
17 LLY ELI LILLY & CO Healthcare 456,573.0 $490.7M 0.88% NEW $1074.68 -6.3%
18 V VISA INC Financial Services 1,386,265.0 $486.2M 0.88% NEW $350.71 -8.0%
19 GLD SPDR GOLD TR Financial Services 938,260.0 $371.8M 0.67% NEW $396.31 +7.8%
20 VTI VANGUARD INDEX FDS 1,068,311.0 $358.2M 0.65% NEW $335.27 +8.2%
Page 1 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%