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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 188 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3741 EUSB ISHARES TR 264.0 $12K NEW $43.96 -2.6%
3742 MITK MITEK SYS INC Technology 1,100.0 $12K NEW $10.55 +75.9%
3743 BSAC BANCO SANTANDER CHILE NEW Financial Services 373.0 $12K NEW $31.11 +13.0%
3744 AZZ AZZ INC Industrials 108.0 $12K NEW $107.19 +31.8%
3745 FIVN FIVE9 INC Technology 576.0 $12K NEW $20.05 +63.4%
3746 MLCO MELCO RESORTS AND ENTMNT LTD Consumer Cyclical 1,525.0 $12K NEW $7.57 -27.5%
3747 COGT COGENT BIOSCIENCES INC Healthcare 325.0 $12K NEW $35.52 +3.4%
3748 INCO COLUMBIA ETF TR II 177.0 $11K NEW $64.81 -3.9%
3749 HAFN HAFNIA LTD Industrials 2,150.0 $11K NEW $5.33 +53.1%
3750 BFC BANK FIRST CORP Financial Services 94.0 $11K NEW $121.82 +25.4%
3751 BKV BKV CORP Energy 421.0 $11K NEW $27.15 -10.9%
3752 IIIV I3 VERTICALS INC Technology 452.0 $11K NEW $25.19 -33.8%
3753 FIGS FIGS INC Consumer Cyclical 1,000.0 $11K NEW $11.36 +29.2%
3754 LNN LINDSAY CORP Industrials 96.0 $11K NEW $118.22 -1.7%
3755 CERT CERTARA INC Healthcare 1,287.0 $11K NEW $8.81 -4.3%
3756 FRME FIRST MERCHANTS CORP Financial Services 302.0 $11K NEW $37.49 +12.1%
3757 MNSB MAINSTREET BANCSHARES INC Financial Services 553.0 $11K NEW $20.39 +21.7%
3758 PEBO PEOPLES BANCORP INC Financial Services 375.0 $11K NEW $30.03 +33.4%
3759 HNDL STRATEGY SHS 510.0 $11K NEW $22.06 +2.2%
3760 NUEM NUSHARES ETF TR 315.0 $11K NEW $35.58 +19.3%
Page 188 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.8%
Financial Services 22.5%
Industrials 9.0%
Healthcare 8.9%
Consumer Cyclical 8.5%
Communication Services 7.4%
Energy 4.2%
Consumer Defensive 3.8%
Utilities 2.5%
Real Estate 1.8%