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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 60 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1181 ACP ABRDN INCOME CREDIT STRATEGI Financial Services 282.0 $1K -4K -93.2% $5.10 +5.1%
1182 PFL PIMCO INCOME STRATEGY FD Financial Services 178.0 $1K -655.0 -78.6% $8.01 -3.8%
1183 WBTN WEBTOON ENTMT INC Technology 153.0 $1K -2K -92.7% $9.19 +38.2%
1184 NX QUANEX BLDG PRODS CORP Industrials 78.0 $1K -419.0 -84.3% $17.97 +6.5%
1185 VSTS VESTIS CORPORATION Industrials 177.0 $1K -128.0 -42.0% $7.86 +54.7%
1186 ELME COMMUNITIES 647.0 $1K -43.0 -6.2% $2.01
1187 BDN BRANDYWINE RLTY TR Real Estate 462.0 $1K -2K -80.3% $2.71 +10.2%
1188 ONESTREAM INC 52.0 $1K -358.0 -87.3% $24.00
1189 FLLA FRANKLIN TEMPLETON ETF TR 42.0 $1K -41.0 -49.4% $28.50 -3.0%
1190 CVI CVR ENERGY INC Energy 35.0 $1K -907.0 -96.3% $33.66 -1.6%
1191 AIOT POWERFLEET INC Technology 343.0 $1K -152.0 -30.7% $3.08 +4.8%
1192 CTSO CYTOSORBENTS CORP Healthcare 1,861.0 $1K -705.0 -27.5% $0.57 -12.1%
1193 SHLS SHOALS TECHNOLOGIES GROUP IN Energy 148.0 $974.0 -763.0 -83.8% $6.58 +41.0%
1194 UVV UNIVERSAL CORP VA MTNS BK EN Consumer Defensive 18.0 $948.0 -3.0 -14.3% $52.67 +2.4%
1195 NUVEEN CR STRATEGIES INCOME 187.0 $911.0 -2K -90.7% $4.87
1196 KODK EASTMAN KODAK CO Industrials 100.0 $905.0 -2K -93.9% $9.05 +4.8%
1197 QTRX QUANTERIX CORP Healthcare 248.0 $873.0 -1K -83.6% $3.52 -21.9%
1198 ANDE ANDERSONS INC Consumer Defensive 12.0 $861.0 -2.0 -14.3% $71.75 -0.4%
1199 NBR NABORS INDUSTRIES LTD Energy 9.0 $775.0 -18.0 -66.7% $86.11 +20.4%
1200 CADRENAL THERAPEUTICS INC 150.0 $768.0 -150.0 -50.0% $5.12
Page 60 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%