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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 106 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2101 HBT HBT FINL INC. Financial Services 1,043.0 $28K +8.0 +0.8% $26.73 +5.4%
2102 BRW SABA CAPITAL INCOME & OPRNT Financial Services 4,122.0 $28K +2K +89.0% $6.74 -0.3%
2103 CHMG CHEMUNG FINL CORP Financial Services 512.0 $28K +3.0 +0.6% $53.92 +25.4%
2104 EUAD SPINNAKER ETF SERIES 670.0 $27K +220.0 +48.9% $40.78 -2.3%
2105 GTN GRAY MEDIA INC Communication Services 6,276.0 $27K +5K +386.5% $4.34 -7.7%
2106 EFC ELLINGTON FINANCIAL INC Real Estate 2,281.0 $27K +846.0 +59.0% $11.85 +13.4%
2107 QCRH QCR HLDGS INC Financial Services 313.0 $27K +251.0 +404.8% $85.45 +6.0%
2108 GRFS GRIFOLS S A Healthcare 3,281.0 $26K +3K +617.9% $8.02 +2.2%
2109 CIVB CIVISTA BANCSHARES INC Financial Services 1,152.0 $26K +920.0 +396.6% $22.79 +9.8%
2110 HCSG HEALTHCARE SVCS GROUP INC Healthcare 1,403.0 $26K +1K +399.3% $18.55 +12.6%
2111 BEKE KE HLDGS INC Real Estate 1,738.0 $26K +1K +308.9% $14.97 +20.9%
2112 AVIR ATEA PHARMACEUTICALS INC Healthcare 4,822.0 $26K +4K +413.0% $5.38 -21.9%
2113 FOLD AMICUS THERAPEUTIC Healthcare 1,786.0 $26K +324.0 +22.2% $14.46 +0.2%
2114 FSM FORTUNA MNG CORP Basic Materials 2,600.0 $26K +2K +160.0% $9.93 -5.5%
2115 LC LENDINGCLUB ISSUANCE TR SER Financial Services 1,800.0 $26K +662.0 +58.2% $14.32 +9.3%
2116 TAL TAL ED GROUP Consumer Defensive 2,261.0 $26K +2K +2138.6% $11.37 -7.8%
2117 EVO EVOTEC AG Healthcare 10,219.0 $26K +10K +1351.6% $2.50 +13.8%
2118 JOYY JOYY INC Communication Services 434.0 $25K +429.0 +8580.0% $58.39 -2.2%
2119 COLM COLUMBIA SPORTSWEAR CO Consumer Cyclical 462.0 $25K +176.0 +61.5% $54.82 +9.2%
2120 JBLU JETBLUE AIRWAYS CORP Industrials 5,701.0 $25K +184.0 +3.3% $4.42 +4.6%
Page 106 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%