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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 1 of 9  ·  162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 25,036.0 $5.9M 3.81% -8K -24.2% $236.06 +244.3%
2 IBM INTERNATIONAL BUSINESS MACHS Technology 19,552.0 $5.5M 3.55% +3K +21.2% $282.16 -10.0%
3 JPM JPMORGAN CHASE & CO. Financial Services 16,608.0 $5.2M 3.37% +2K +12.0% $315.43 -2.9%
4 AVGO BROADCOM INC Technology 15,667.0 $5.2M 3.33% -953.0 -5.7% $329.91 +25.5%
5 ORCL ORACLE CORP Technology 18,239.0 $5.1M 3.30% -1K -6.8% $281.24 -31.7%
6 RTX RTX CORPORATION Industrials 30,269.0 $5.1M 3.26% -1K -3.4% $167.33 +5.8%
7 C CITIGROUP INC Financial Services 48,955.0 $5.0M 3.20% -3K -6.1% $101.50 +23.2%
8 LHX L3HARRIS TECHNOLOGIES INC Industrials 15,931.0 $4.9M 3.13% +1K +8.0% $305.41 +2.2%
9 CVX CHEVRON CORP NEW Energy 30,014.0 $4.7M 3.00% +5K +20.5% $155.29 +23.3%
10 CSCO CISCO SYS INC Technology 68,115.0 $4.7M 3.00% +7K +11.4% $68.42 +76.0%
11 BKR BAKER HUGHES COMPANY Energy 91,561.0 $4.5M 2.87% -2K -2.0% $48.72 +35.6%
12 KO COCA COLA CO Consumer Defensive 66,842.0 $4.4M 2.85% +14K +26.3% $66.32 +22.9%
13 NEE NEXTERA ENERGY INC Utilities 58,179.0 $4.4M 2.83% +7K +12.9% $75.49 +17.3%
14 VZ VERIZON COMMUNICATIONS INC Communication Services 99,234.0 $4.4M 2.81% +22K +28.8% $43.95 +10.0%
15 BAC BANK AMERICA CORP Financial Services 84,480.0 $4.4M 2.81% +15K +21.8% $51.59 +0.4%
16 MCD MCDONALDS CORP Consumer Cyclical 14,164.0 $4.3M 2.77% +3K +27.7% $303.89 -7.1%
17 OKE ONEOK INC NEW Energy 58,521.0 $4.3M 2.75% +58K +10000.0% $72.97 +28.9%
18 QCOM QUALCOMM INC Technology 25,440.0 $4.2M 2.73% +4K +21.2% $166.36 +43.2%
19 HPE HEWLETT PACKARD ENTERPRISE C Technology 171,108.0 $4.2M 2.71% +18K +12.0% $24.56 +53.0%
20 BMY BRISTOL-MYERS SQUIBB CO Healthcare 92,656.0 $4.2M 2.69% +18K +23.6% $45.10 +31.8%
Page 1 of 9  ·  162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%