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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 5 of 9  ·  162 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 NFLX NETFLIX INC Communication Services 23.0 $28K 0.02% $1198.91 -92.6%
82 STZ CONSTELLATION BRANDS INC Consumer Defensive 200.0 $27K 0.02% $134.67 +11.0%
83 ICE INTERCONTINENTAL EXCHANGE IN Financial Services 152.0 $26K 0.02% $168.48 -9.2%
84 JEPQ J P MORGAN EXCHANGE TRADED F 405.0 $23K 0.01% $57.52 +4.7%
85 NEM NEWMONT CORP Basic Materials 273.0 $23K 0.01% $84.21 +27.8%
86 COST COSTCO WHSL CORP NEW Consumer Defensive 23.0 $21K 0.01% -5.0 -17.9% $925.61 +11.1%
87 DVY ISHARES TR 149.0 $21K 0.01% $142.10 +9.6%
88 AMZN AMAZON COM INC Consumer Cyclical 89.0 $20K 0.01% $219.57 +21.3%
89 CAG CONAGRA BRANDS INC Consumer Defensive 949.0 $17K 0.01% -158K -99.4% $18.31 -25.9%
90 PG PROCTER AND GAMBLE CO Consumer Defensive 109.0 $17K 0.01% $153.65 -6.0%
91 GM GENERAL MTRS CO Consumer Cyclical 250.0 $15K 0.01% -50.0 -16.7% $60.97 +29.2%
92 BERKSHIRE HATHAWAY INC DEL 30.0 $15K 0.01% +8.0 +36.4% $502.73
93 ADP AUTOMATIC DATA PROCESSING IN Industrials 50.0 $15K 0.01% $293.50 -23.2%
94 ENTERGY CORP NEW 154.0 $14K 0.01% $93.19
95 USFR WISDOMTREE TR 256.0 $13K 0.01% +3.0 +1.2% $50.29 +0.3%
96 MO ALTRIA GROUP INC Consumer Defensive 170.0 $11K 0.01% -20.0 -10.5% $66.06 +11.9%
97 MDLZ MONDELEZ INTL INC Consumer Defensive 167.0 $10K 0.01% +1.0 +0.6% $62.63 -1.4%
98 IJH ISHARES TR 155.0 $10K 0.01% $65.26 +12.6%
99 SOUN SOUNDHOUND AI INC Technology 629.0 $10K 0.01% $16.08 -49.2%
100 NDAQ NASDAQ INC Financial Services 112.0 $10K 0.01% $88.45 +2.9%
Page 5 of 9  ·  162 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%