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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $167M AUM 159 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 5 New 37 Added 31 Reduced 9 Exited
Page 2 of 8  ·  158 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 QCOM QUALCOMM INC Technology 25,025.0 $4.3M 2.56% -415.0 -1.6% $171.05 +45.5%
22 UPS UNITED PARCEL SERVICE INC Industrials 42,741.0 $4.2M 2.54% +370.0 +0.9% $99.19 +2.8%
23 OKE ONEOK INC NEW Energy 57,564.0 $4.2M 2.53% -957.0 -1.6% $73.50 +23.0%
24 HPE HEWLETT PACKARD ENTERPRISE C Technology 172,697.0 $4.1M 2.48% +2K +0.9% $24.02 +58.5%
25 AMGN AMGEN INC Healthcare 12,539.0 $4.1M 2.46% -1K -7.8% $327.31 +2.6%
26 TFC TRUIST FINL CORP Financial Services 83,006.0 $4.1M 2.45% +5K +6.5% $49.21 -1.1%
27 KEY KEYCORP Financial Services 191,059.0 $3.9M 2.36% NEW $20.64 +5.5%
28 PFE PFIZER INC Healthcare 152,477.0 $3.8M 2.27% +5K +3.6% $24.90 +3.8%
29 BBY BEST BUY INC Consumer Cyclical 55,170.0 $3.7M 2.21% +2K +3.0% $66.93 -5.5%
30 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 13,144.0 $3.6M 2.17% -12K -47.5% $275.39 +207.1%
31 MSFT MICROSOFT CORP Technology 7,132.0 $3.4M 2.07% $483.63 -14.0%
32 HD HOME DEPOT INC Consumer Cyclical 9,702.0 $3.3M 2.00% +10K +10000.0% $344.10 -9.8%
33 PKG PACKAGING CORP AMER Consumer Cyclical 16,019.0 $3.3M 1.98% +442.0 +2.8% $206.23 +5.9%
34 LEN LENNAR CORP Consumer Cyclical 31,545.0 $3.2M 1.94% +4K +13.3% $102.80 -13.1%
35 PSX PHILLIPS 66 Energy 23,216.0 $3.0M 1.79% +353.0 +1.5% $129.04 +34.7%
36 CL COLGATE PALMOLIVE CO Consumer Defensive 17,012.0 $1.3M 0.81% $79.02 +13.7%
37 JCI JOHNSON CTLS INTL PLC Industrials 10,620.0 $1.3M 0.76% -475.0 -4.3% $119.75 +17.1%
38 VLO VALERO ENERGY CORP Energy 7,786.0 $1.3M 0.76% -61.0 -0.8% $162.79 +48.3%
39 CMI CUMMINS INC Industrials 2,476.0 $1.3M 0.76% -64.0 -2.5% $510.45 +31.0%
40 EVRG EVERGY INC Utilities 15,283.0 $1.1M 0.66% -975.0 -6.0% $72.49 +16.0%
Page 2 of 8  ·  158 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.4%
Financial Services 14.9%
Industrials 13.1%
Energy 11.2%
Healthcare 11.1%
Consumer Cyclical 10.9%
Consumer Defensive 6.5%
Basic Materials 3.5%
Utilities 3.5%
Communication Services 2.9%