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Portfolio (Quarterly) Guide ↗

Catherine Avery Investment Management LLC

· CIK 0002103454
13F Portfolio $155M AUM 162 positions Filed Jan 5, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 12 New 34 Added 35 Reduced
Page 1 of 2  ·  35 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 STX SEAGATE TECHNOLOGY HLDNGS PL Technology 25,036.0 $5.9M 3.81% -8K -24.2% $236.06 +244.3%
2 AVGO BROADCOM INC Technology 15,667.0 $5.2M 3.33% -953.0 -5.7% $329.91 +25.5%
3 ORCL ORACLE CORP Technology 18,239.0 $5.1M 3.30% -1K -6.8% $281.24 -31.7%
4 RTX RTX CORPORATION Industrials 30,269.0 $5.1M 3.26% -1K -3.4% $167.33 +5.8%
5 C CITIGROUP INC Financial Services 48,955.0 $5.0M 3.20% -3K -6.1% $101.50 +23.2%
6 BKR BAKER HUGHES COMPANY Energy 91,561.0 $4.5M 2.87% -2K -2.0% $48.72 +35.6%
7 MSFT MICROSOFT CORP Technology 7,147.0 $3.7M 2.38% -60.0 -0.8% $517.96 -19.2%
8 FCX FREEPORT-MCMORAN INC Basic Materials 88,088.0 $3.5M 2.23% -1K -1.4% $39.22 +58.1%
9 VLO VALERO ENERGY CORP Energy 7,847.0 $1.3M 0.86% -42.0 -0.5% $170.26 +45.0%
10 EVRG EVERGY INC Utilities 16,258.0 $1.2M 0.80% -34K -67.8% $76.02 +10.4%
11 JCI JOHNSON CTLS INTL PLC Industrials 11,095.0 $1.2M 0.79% -80.0 -0.7% $109.95 +25.8%
12 CMI CUMMINS INC Industrials 2,540.0 $1.1M 0.69% -250.0 -9.0% $422.37 +51.4%
13 XOM EXXON MOBIL CORP Energy 5,633.0 $635K 0.41% -180.0 -3.1% $112.75 +37.4%
14 APD AIR PRODS & CHEMS INC Basic Materials 2,193.0 $598K 0.39% -30.0 -1.4% $272.73 +6.1%
15 MDT MEDTRONIC PLC Healthcare 3,069.0 $292K 0.19% -37K -92.4% $95.24 -17.5%
16 JNJ JOHNSON & JOHNSON Healthcare 1,547.0 $287K 0.18% -223.0 -12.6% $185.42 +26.4%
17 NVDA NVIDIA CORPORATION Technology 1,412.0 $263K 0.17% -1K -46.5% $186.58 +15.4%
18 BEN FRANKLIN RESOURCES INC Financial Services 8,695.0 $201K 0.13% -113K -92.9% $23.13 +34.1%
19 AXP AMERICAN EXPRESS CO Financial Services 550.0 $183K 0.12% -150.0 -21.4% $332.16 -6.1%
20 WM WASTE MGMT INC DEL Industrials 700.0 $155K 0.10% -50.0 -6.7% $220.83 -1.3%
Page 1 of 2  ·  35 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.6%
Industrials 12.8%
Financial Services 12.6%
Energy 12.1%
Healthcare 10.9%
Consumer Cyclical 10.0%
Consumer Defensive 6.6%
Utilities 3.7%
Communication Services 3.0%
Basic Materials 2.7%