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Portfolio (Quarterly) Guide ↗

Smallwood Wealth Investment Management, LLC

· CIK 0001921304
13F Portfolio $191M AUM 521 positions Filed Jan 23, 2026 EDGAR ↗ ← All Funds
Q4 2025 Q3 2025 · All 33 New 79 Added 82 Reduced 34 Exited
Page 13 of 27  ·  521 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 SOFI SOFI TECHNOLOGIES INC Financial Services 900.0 $24K 0.01% $26.18 -37.2%
242 NEE NEXTERA ENERGY INC Utilities 291.0 $23K 0.01% $80.28 +10.0%
243 BDX BECTON DICKINSON & CO Healthcare 120.0 $23K 0.01% $194.07 -25.1%
244 ITW ILLINOIS TOOL WKS INC Industrials 90.0 $22K 0.01% $246.30 +1.0%
245 CFG CITIZENS FINL GROUP INC Financial Services 378.0 $22K 0.01% $58.41 +7.1%
246 SHEL SHELL PLC Energy 300.0 $22K 0.01% $73.48 +14.7%
247 XHR XENIA HOTELS & RESORTS INC Real Estate 1,556.0 $22K 0.01% $14.14 +24.0%
248 FMN FEDERATED HERMES PREM MUNI I Financial Services 1,947.0 $22K 0.01% $11.11 +1.4%
249 HON HONEYWELL INTL INC Industrials 109.0 $21K 0.01% $195.08 +19.1%
250 NI NISOURCE INC Utilities 500.0 $21K 0.01% $41.76 +12.7%
251 DFUV DIMENSIONAL ETF TRUST 448.0 $21K 0.01% $46.59 +15.1%
252 DLR DIGITAL RLTY TR INC Real Estate 134.0 $21K 0.01% $154.71 +23.9%
253 SBUX STARBUCKS CORP Consumer Cyclical 246.0 $21K 0.01% -480.0 -66.1% $84.25 +20.4%
254 MGK VANGUARD WORLD FD 50.0 $21K 0.01% $412.76 -78.1%
255 STIP ISHARES TR 200.0 $20K 0.01% $102.39 +1.2%
256 ISRG INTUITIVE SURGICAL INC Healthcare 36.0 $20K 0.01% $566.33 -25.4%
257 BABA ALIBABA GROUP HLDG LTD Consumer Cyclical 138.0 $20K 0.01% $146.58 -14.8%
258 ABR ARBOR REALTY TRUST INC Real Estate 2,600.0 $20K 0.01% $7.76 -29.4%
259 MFC MANULIFE FINL CORP Financial Services 555.0 $20K 0.01% $36.28 +5.5%
260 XLY SELECT SECTOR SPDR TR 160.0 $19K 0.01% +80.0 +100.0% $119.41 +1.8%
Page 13 of 27  ·  521 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 36.6%
Financial Services 22.8%
Consumer Defensive 9.4%
Communication Services 8.4%
Healthcare 6.3%
Energy 4.1%
Consumer Cyclical 3.7%
Industrials 3.7%
Utilities 2.5%
Basic Materials 1.4%