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Portfolio (Quarterly) Guide ↗

FNY Investment Advisers, LLC

· CIK 0001742998
13F Portfolio $278M AUM 989 positions Filed Jul 8, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 405 New 148 Added 199 Reduced 262 Exited
Page 44 of 50  ·  981 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
861 BB BLACKBERRY ORD Technology 1.0
862 CSIQ CALL CANADIAN SOLAR ORD (NMS) Energy 20.0 NEW
863 CHTR CHARTER COMMUNICATIONS CL A ORD Communication Services 5.0 NEW
864 CHWY CALL CHEWY CL A ORD Consumer Cyclical 30.0 NEW
865 CIFR CIPHER DIGITAL ORD Financial Services 1.0 -5K -100.0%
866 CLF CALL CLEVELAND CLIFFS ORD (NYS) Basic Materials 1,800.0 +1K +300.0%
867 CDE CALL COEUR MINING ORD (NYS) Basic Materials 3.0 NEW
868 CMPS CALL COMPASS PATHWAYS ADR Healthcare 25.0 -27.0 -51.9%
869 CORZ CALL CORE SCIENTIFIC ORD Technology 25.0 -647.0 -96.3%
870 CPNG CALL COUPANG CL A ORD (NYS) Consumer Cyclical 25.0 NEW
871 CRON CALL CRONOS GROUP ORD Healthcare 60.0
872 HELP CYBIN ORD Healthcare 100.0
873 DASH CALL DOORDASH CL A ORD Communication Services 3.0 NEW
874 EGO CALL ELDORADO GOLD ORD (NYS) Basic Materials 23.0 NEW
875 NRGV CALL ENERGY VAULT HOLDINGS ORD Utilities 99.0 NEW
876 EQR EQUITY RESIDENTIAL REIT ORD Real Estate 10.0 -100.0 -90.9%
877 FRMI CALL FERMI ORD Utilities 69.0 NEW
878 FUSB FIRST US BANCSHARES ORD Financial Services 30.0
879 FIVN CALL FIVE9 ORD Technology 10.0
880 FLNC FLUENCE ENERGY CL A ORD Utilities 6.0 NEW
Page 44 of 50  ·  981 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 32.1%
Healthcare 16.0%
Financial Services 11.1%
Industrials 10.3%
Consumer Cyclical 6.8%
Utilities 5.8%
Basic Materials 5.3%
Consumer Defensive 5.2%
Communication Services 4.1%
Energy 2.6%