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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 234 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4661 BCYC BICYCLE THERAPEUTICS PLC Healthcare 5.0 $23.0 $4.60 -3.3%
4662 FISCALNOTE HOLDINGS INC 83.0 $21.0 $0.25
4663 SEG SEAPORT ENTMT GROUP INC Real Estate 1.0 $21.0 NEW $21.00 +10.2%
4664 PRPL PURPLE INNOVATION INC Consumer Cyclical 30.0 $20.0 -5K -99.4% $0.67 -36.5%
4665 SCLX SCILEX HOLDING CO Healthcare 3.0 $20.0 -8.0 -72.7% $6.67 -5.7%
4666 VIRTUS DIVERSIFIED INCM & CO $20.0 NEW
4667 NVNI GROUP LIMITED 500.0 $20.0 NEW $0.04
4668 TRINSEO PLC 160.0 $17.0 $0.11
4669 BSCQ INVESCO EXCH TRD SLF IDX FD $15.0 -100.0%
4670 FUND SPROTT FOCUS TR INC Financial Services 1.0 $15.0 $15.00 -30.9%
4671 GP GREENPOWER MTR CO INC Consumer Cyclical 10.0 $10.0 NEW $1.00 +9.0%
4672 PYXIS TANKERS INC 2.0 $8.0 NEW $4.00
4673 SOLID POWER INC 28.0 $6.0 NEW $0.21
4674 WORKHORSE GROUP INC 2.0 $6.0 -1.0 -33.3% $3.00
4675 RSKD RISKIFIED LTD Technology 1.0 $4.0 $4.00 +16.0%
4676 QVCGA QVC GROUP INC Consumer Cyclical 2.0 $4.0 -4.0 -66.7% $2.00 -83.0%
4677 SER SERINA THERAPEUTICS INC Healthcare 2.0 $4.0 $2.00 -18.0%
4678 CCIF CARLYLE CREDIT INCOME FUND Financial Services 1.0 $3.0 NEW $3.00 +16.3%
4679 VIVOSIM LABS INC 2.0 $3.0 $1.50
4680 XEROX HOLDINGS CORP 20.0 $2.0 NEW $0.10
Page 234 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%