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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 228 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4541 IVVD INVIVYD INC Healthcare 500.0 $650.0 $1.30 -12.3%
4542 ASTE ASTEC INDS INC Industrials 12.0 $646.0 -10.0 -45.5% $53.83 -11.8%
4543 LQDT LIQUIDITY SVCS INC Consumer Cyclical 21.0 $642.0 +3.0 +16.7% $30.57 +10.8%
4544 VICARIOUS SURGICAL INC 884.0 $636.0 $0.72
4545 JOE ST JOE CO Real Estate 10.0 $628.0 -10.0 -50.0% $62.80 +2.4%
4546 RWT REDWOOD TRUST INC Real Estate 110.0 $617.0 +58.0 +111.5% $5.61 -5.8%
4547 FURY FURY GOLD MINES LIMITED Basic Materials 1,000.0 $609.0 NEW $0.61 -4.7%
4548 IAUX I-80 GOLD CORP Basic Materials 400.0 $608.0 NEW $1.52 -3.9%
4549 HQL ABRDN LIFE SCIENCES INVESTOR Financial Services 37.0 $602.0 NEW $16.27 +8.4%
4550 CXM SPRINKLR INC Technology 100.0 $600.0 -4K -97.8% $6.00 -12.7%
4551 WIA WESTERN ASSET INFLT LNK INC Financial Services 71.0 $574.0 NEW $8.08 +0.6%
4552 ARAY ACCURAY INC DEL Healthcare 1,446.0 $561.0 $0.39 -26.7%
4553 CHRS COHERUS ONCOLOGY INC Healthcare 324.0 $548.0 $1.69 -11.6%
4554 OTLY OATLY GROUP AB Consumer Defensive 54.0 $548.0 $10.15 -3.1%
4555 GHI GREYSTONE HOUSING IMPACT INV Financial Services 108.0 $531.0 +4.0 +3.9% $4.92 +8.2%
4556 FCF FIRST COMWLTH FINL CORP PA Financial Services 30.0 $528.0 -21.0 -41.2% $17.60 +4.2%
4557 LXRX LEXICON PHARMACEUTICALS INC Healthcare 335.0 $523.0 $1.56 +37.1%
4558 OPTU OPTIMUM COMMUNICATIONS INC Communication Services 400.0 $520.0 $1.30 -40.8%
4559 GENZ VANECK ETF TRUST 15.0 $518.0 $34.53 +2.8%
4560 NABL N-ABLE INC Technology 110.0 $514.0 NEW $4.67 -24.3%
Page 228 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%