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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 227 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4521 MPB MID PENN BANCORP INC Financial Services 24.0 $772.0 NEW $32.17 -3.3%
4522 CADRENAL THERAPEUTICS INC 150.0 $768.0 -150.0 -50.0% $5.12
4523 MCRI MONARCH CASINO & RESORT INC Consumer Cyclical 8.0 $764.0 $95.50 +23.5%
4524 HVT HAVERTY FURNITURE COS INC Consumer Cyclical 36.0 $762.0 NEW $21.17 -1.7%
4525 MCW MISTER CAR WASH INC Consumer Cyclical 109.0 $760.0 -325.0 -74.9% $6.97 +1.8%
4526 BHRB BURKE HERBERT FINL SVCS CORP Financial Services 12.0 $747.0 NEW $62.25 -0.1%
4527 PVL PERMIANVILLE RTY TR Energy 401.0 $742.0 NEW $1.85 +7.0%
4528 RUM RUMBLE INC Technology 145.0 $740.0 NEW $5.10 +41.3%
4529 EE EXCELERATE ENERGY INC Utilities 22.0 $737.0 $33.50 +6.6%
4530 DCO DUCOMMUN INC DEL Industrials 6.0 $732.0 -136.0 -95.8% $122.00 +17.8%
4531 IMKTA INGLES MKTS INC Consumer Defensive 8.0 $719.0 NEW $89.88 -4.1%
4532 FA FIRST ADVANTAGE CORP NEW Industrials 61.0 $717.0 +35.0 +134.6% $11.75 +26.5%
4533 BHC BAUSCH HEALTH COS INC Healthcare 131.0 $708.0 +77.0 +142.6% $5.40 -1.2%
4534 SMMT SUMMIT THERAPEUTICS INC Healthcare 37.0 $702.0 NEW $18.97 -11.1%
4535 ONL ORION PROPERTIES INC Real Estate 322.0 $694.0 -11.0 -3.3% $2.16 +35.0%
4536 ASPN ASPEN AEROGELS INC Industrials 200.0 $684.0 $3.42 +55.8%
4537 NOTV INOTIV INC Healthcare 2,500.0 $681.0 $0.27 -4.9%
4538 DEFI TECHNOLOGIES INC 1,200.0 $663.0 -450.0 -27.3% $0.55
4539 MREO MEREO BIOPHARMA GROUP PLC Healthcare 2,000.0 $660.0 $0.33 -28.1%
4540 MNRO MONRO INC Consumer Cyclical 41.0 $658.0 -1K -96.1% $16.05 -1.8%
Page 227 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%