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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 227 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4521 IMMUNIC INC 1,000.0 $534.0 NEW $0.53
4522 NPK NATIONAL PRESTO INDS INC Industrials 5.0 $534.0 NEW $106.80 +32.4%
4523 UGP ULTRAPAR PARTICIPACOES SA Energy 140.0 $529.0 NEW $3.78 +50.2%
4524 PVLA PALVELLA THERAPEUTICS INC NE Healthcare 5.0 $523.0 NEW $104.60 -1.6%
4525 SYNCHRONOSS TECHNOLOGIES INC 61.0 $522.0 NEW $8.56
4526 GAME GAMESQUARE HLDGS INC Technology 1,345.0 $518.0 NEW $0.39 +1.9%
4527 GETY GETTY IMAGES HOLDINGS INC Communication Services 384.0 $515.0 NEW $1.34 -30.4%
4528 STRW STRAWBERRY FIELDS REIT INC Real Estate 39.0 $511.0 NEW $13.10 -0.8%
4529 SHEN SHENANDOAH TELECOMMUNICATION Communication Services 44.0 $509.0 NEW $11.57 +40.9%
4530 SOLENO THERAPEUTICS INC 11.0 $509.0 NEW $46.27
4531 OPK OPKO HEALTH INC Healthcare 401.0 $505.0 NEW $1.26 -10.2%
4532 ONEW ONEWATER MARINE INC Consumer Cyclical 46.0 $498.0 NEW $10.83 -8.4%
4533 BDTX BLACK DIAMOND THERAPEUTICS I Healthcare 200.0 $486.0 NEW $2.43 +3.7%
4534 ERTH INVESCO EXCHANGE TRADED FD T 10.0 $472.0 NEW $47.20 +3.6%
4535 JYNT JOINT CORP Healthcare 54.0 $471.0 NEW $8.72 -0.8%
4536 SPRO SPERO THERAPEUTICS INC Healthcare 200.0 $466.0 NEW $2.33 +8.4%
4537 CHRS COHERUS ONCOLOGY INC Healthcare 324.0 $460.0 NEW $1.42 +3.5%
4538 BLNK BLINK CHARGING CO Industrials 675.0 $450.0 NEW $0.67 +11.3%
4539 AVNS AVANOS MED INC Healthcare 40.0 $449.0 NEW $11.22 +120.6%
4540 XRX XEROX HOLDINGS CORP Technology 188.0 $446.0 NEW $2.37 +7.9%
Page 227 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%