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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 226 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4501 OOMA OOMA INC Communication Services 61.0 $888.0 NEW $14.56 +29.3%
4502 STAA STAAR SURGICAL CO Healthcare 47.0 $879.0 +20.0 +74.1% $18.70 +71.5%
4503 PALISADE BIO INC 500.0 $875.0 $1.75
4504 QTRX QUANTERIX CORP Healthcare 248.0 $873.0 -1K -83.6% $3.52 -28.4%
4505 NRDS NERDWALLET INC Financial Services 84.0 $872.0 NEW $10.38 -25.2%
4506 NEWT NEWTEKONE INC Financial Services 79.0 $865.0 $10.95 +15.8%
4507 ANDE ANDERSONS INC Consumer Defensive 12.0 $861.0 -2.0 -14.3% $71.75 -1.3%
4508 AFYA AFYA LTD Consumer Defensive 57.0 $848.0 NEW $14.88 -4.1%
4509 RENT THE RUNWAY INC 177.0 $846.0 $4.78
4510 REPX RILEY EXPLORATION PERMIAN IN Energy 23.0 $838.0 NEW $36.43 +1.2%
4511 KODIAK AI INC. 120.0 $833.0 +20.0 +20.0% $6.94
4512 PLRX PLIANT THERAPEUTICS INC Healthcare 660.0 $832.0 $1.26 -6.4%
4513 BYND BEYOND MEAT INC Consumer Defensive 1,160.0 $814.0 +160.0 +16.0% $0.70 +8.6%
4514 GRC GORMAN RUPP CO Industrials 13.0 $808.0 NEW $62.15 +17.9%
4515 APOG APOGEE ENTERPRISES INC Industrials 24.0 $804.0 NEW $33.50 +2.7%
4516 JOUT JOHNSON OUTDOORS INC Consumer Cyclical 17.0 $791.0 NEW $46.53 -12.1%
4517 ALEC ALECTOR INC Healthcare 367.0 $789.0 $2.15 -1.4%
4518 WABC WESTAMERICA BANCORPORATION Financial Services 15.0 $783.0 +6.0 +66.7% $52.20 +3.0%
4519 ALRS ALERUS FINL CORP Financial Services 33.0 $782.0 NEW $23.70 +14.2%
4520 NBR NABORS INDUSTRIES LTD Energy 9.0 $775.0 -18.0 -66.7% $86.11 +22.2%
Page 226 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%