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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 222 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4421 HLF HERBALIFE LTD Consumer Defensive 124.0 $2K NEW $14.72 -12.8%
4422 TR TOOTSIE ROLL INDS INC Consumer Defensive 42.0 $2K -64.0 -60.4% $42.81 -5.3%
4423 CLDT CHATHAM LODGING TR Real Estate 227.0 $2K -36.0 -13.7% $7.90 +27.3%
4424 JYNT JOINT CORP Healthcare 202.0 $2K +148.0 +274.1% $8.85 -1.4%
4425 SBH SALLY BEAUTY HLDGS INC Consumer Cyclical 129.0 $2K -310.0 -70.6% $13.84 -14.0%
4426 ICFI ICF INTL INC Industrials 27.0 $2K +4.0 +17.4% $65.30 -6.4%
4427 BRAG BRAGG GAMING GROUP INC Technology 1,000.0 $2K $1.72 +0.0%
4428 USLM UNITED STS LIME & MINERALS I Basic Materials 13.0 $2K -16.0 -55.2% $130.62 -20.4%
4429 GNT GAMCO NAT RES GOLD & INCOME Financial Services 202.0 $2K NEW $8.39 -5.7%
4430 PD PAGERDUTY INC Technology 271.0 $2K +205.0 +310.6% $6.21 +9.0%
4431 CMB.TECH NV 133.0 $2K +111.0 +504.6% $12.65
4432 RVP RETRACTABLE TECHNOLOGIES INC Healthcare 2,500.0 $2K $0.66 +1.3%
4433 HLX HELIX ENERGY SOLUTIONS GRP I Energy 167.0 $2K -24.0 -12.6% $9.89 +1.6%
4434 AZZ AZZ INC Industrials 13.0 $2K -95.0 -88.0% $125.46 +11.4%
4435 CDXS CODEXIS INC Healthcare 1,000.0 $2K $1.63 +56.4%
4436 EWI ISHARES INC 30.0 $2K -14.0 -31.8% $53.43 +9.3%
4437 TATT TAT TECHNOLOGIES LTD Industrials 39.0 $2K $40.64 -21.1%
4438 ONEW ONEWATER MARINE INC Consumer Cyclical 167.0 $2K +121.0 +263.0% $9.45 +9.4%
4439 GBF ISHARES TR 15.0 $2K -150.0 -90.9% $104.20 -1.3%
4440 ZYMEWORKS INC 61.0 $2K NEW $25.03
Page 222 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%