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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 221 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4401 STIM NEURONETICS INC Healthcare 1,500.0 $2K $1.45 -18.6%
4402 HLIT HARMONIC INC Technology 240.0 $2K +9.0 +3.9% $8.98 +39.7%
4403 SGHT SIGHT SCIENCES INC Healthcare 564.0 $2K +410.0 +266.2% $3.77 +32.1%
4404 STBA S & T BANCORP INC Financial Services 50.0 $2K +7.0 +16.3% $41.82 +3.5%
4405 THFF FIRST FINANCIAL CORPORATION Financial Services 33.0 $2K +15.0 +83.3% $63.24 +3.2%
4406 LXU LSB INDS INC Basic Materials 140.0 $2K $14.90 -2.7%
4407 PDS PRECISION DRILLING CORP Energy 21.0 $2K +12.0 +133.3% $98.38 -3.4%
4408 STEL STELLAR BANCORP INC Financial Services 56.0 $2K -22K -99.8% $36.62 -0.6%
4409 ACH ACCENDRA HEALTH INC Healthcare 892.0 $2K +677.0 +314.9% $2.28 +20.2%
4410 TLRY TILRAY BRANDS INC Healthcare 313.0 $2K -428.0 -57.8% $6.47 -17.8%
4411 PLOW DOUGLAS DYNAMICS INC Consumer Cyclical 48.0 $2K -439.0 -90.1% $42.08 +5.1%
4412 URGN UROGEN PHARMA LTD Healthcare 112.0 $2K $17.98 +60.0%
4413 GMUB GOLDMAN SACHS ETF TR 39.0 $2K $50.95 +0.0%
4414 SGMO SANGAMO THERAPEUTICS INC Healthcare 7,900.0 $2K +5K +172.4% $0.25 -48.3%
4415 CHCO CITY HLDG CO Financial Services 16.0 $2K +5.0 +45.5% $119.56 +2.9%
4416 RNA ATRIUM THERAPEUTICS INC Healthcare 142.0 $2K NEW $13.37 -3.2%
4417 AAT AMERICAN ASSETS TR INC Real Estate 103.0 $2K +40.0 +63.5% $18.42 +14.3%
4418 COCH ENVOY MEDICAL INC Healthcare 2,800.0 $2K NEW $0.67 +7.3%
4419 ATOS ATOSSA THERAPEUTICS INC Healthcare 353.0 $2K NEW $5.26 -9.1%
4420 NLOP NET LEASE OFFICE PROPERTIES Real Estate 160.0 $2K -23.0 -12.6% $11.56 -0.7%
Page 221 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%