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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 218 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4341 TUR ISHARES INC 77.0 $3K NEW $38.65 +4.8%
4342 CMTG CLAROS MTG TR INC Real Estate 1,244.0 $3K +900.0 +261.6% $2.38 -11.4%
4343 VIRTUS CONVERTIBLE & INC FD 220.0 $3K NEW $13.41
4344 NYXOAH S A 1,000.0 $3K $2.92
4345 UPWK UPWORK INC Industrials 265.0 $3K -2K -85.9% $10.96 -25.4%
4346 NIU NIU TECHNOLOGIES Consumer Cyclical 1,000.0 $3K $2.89 -16.4%
4347 ANGI ANGI INC Communication Services 419.0 $3K -79.0 -15.9% $6.85 -24.4%
4348 AQN ALGONQUIN POWER & UTILITIES Utilities 467.0 $3K $6.14 -6.2%
4349 AADR ADVISORSHARES TR 35.0 $3K $81.77 +3.7%
4350 RIGL RIGEL PHARMACEUTICALS INC Healthcare 105.0 $3K $27.04 +7.3%
4351 STVN STEVANATO GROUP S P A Healthcare 206.0 $3K -38.0 -15.6% $13.76 +30.8%
4352 UIS UNISYS CORP Technology 1,368.0 $3K -195.0 -12.5% $2.07 +45.9%
4353 SCMB SCHWAB STRATEGIC TR 111.0 $3K NEW $25.48 -0.1%
4354 INMB INMUNE BIO INC Healthcare 2,500.0 $3K $1.13 +31.9%
4355 EVGO EVGO INC Consumer Cyclical 1,637.0 $3K +1K +162.3% $1.72 +10.5%
4356 MVO MV OIL TR Energy 1,244.0 $3K +88.0 +7.6% $2.26 -11.1%
4357 XSHQ INVESCO EXCH TRADED FD TR II 65.0 $3K $42.55 +5.3%
4358 ACIU AC IMMUNE SA Healthcare 1,000.0 $3K $2.75 +0.7%
4359 HTH HILLTOP HLDGS INC Financial Services 76.0 $3K NEW $35.82 +1.3%
4360 ALIT ALIGHT INC Technology 4,650.0 $3K -1K -18.9% $0.58 +37.6%
Page 218 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%