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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 201 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4001 SEIX VIRTUS ETF TR II 419.0 $10K NEW $23.06 +0.6%
4002 SION SIONNA THERAPEUTICS INC Healthcare 241.0 $10K +193.0 +402.1% $40.09 -4.0%
4003 STANDARDAERO INC 374.0 $10K +65.0 +21.0% $25.83
4004 IBOTTA INC 322.0 $10K NEW $29.97
4005 STARZ ENTERTAINMENT CORP. 839.0 $10K $11.50
4006 REAX THE REAL BROKERAGE INC Real Estate 3,840.0 $10K +972.0 +33.9% $2.50 -31.8%
4007 CION CION INVT CORP Financial Services 1,403.0 $10K +50.0 +3.7% $6.84 -3.8%
4008 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 1,404.0 $10K -2K -57.7% $6.83 -2.1%
4009 IRWD IRONWOOD PHARMACEUTICALS INC Healthcare 2,732.0 $10K +2K +398.5% $3.51 +7.7%
4010 CPF CENTRAL PAC FINL CORP Financial Services 300.0 $10K +8.0 +2.7% $31.96 +6.3%
4011 HSAI HESAI GROUP Consumer Cyclical 500.0 $10K $19.12 +5.5%
4012 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 5,000.0 $10K -15K -75.0% $1.90 -7.4%
4013 OSPN ONESPAN INC Technology 900.0 $9K -349.0 -27.9% $10.53 +19.0%
4014 TE T1 ENERGY INC Industrials 2,155.0 $9K +2K +437.4% $4.39 +81.8%
4015 DAX GLOBAL X FDS 223.0 $9K NEW $42.22 +6.2%
4016 FMAG FIDELITY COVINGTON TRUST 297.0 $9K +260.0 +702.7% $31.63 +12.4%
4017 GRX GABELLI HEALTHCARE & WELLNES Financial Services 1,037.0 $9K +20.0 +2.0% $9.05 -0.6%
4018 VYX NCR VOYIX CORPORATION Technology 1,477.0 $9K -155.0 -9.5% $6.33 +1.4%
4019 AIN ALBANY INTL CORP Consumer Cyclical 178.0 $9K -308.0 -63.4% $52.38 +14.9%
4020 SLQT SELECTQUOTE INC Financial Services 14,776.0 $9K +1K +8.9% $0.63 +61.9%
Page 201 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%