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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 198 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3941 TECX TECTONIC THERAPEUTIC INC Healthcare 370.0 $11K NEW $30.91 -11.7%
3942 HIVE HIVE DIGITAL TECHNOLOGIES LT Financial Services 6,000.0 $11K NEW $1.90 +76.3%
3943 METV LISTED FDS TR 715.0 $11K $15.93 +17.6%
3944 DJT TRUMP MEDIA & TECHNOLOGY GRO Communication Services 1,226.0 $11K NEW $9.28 -10.9%
3945 EDOW FIRST TR EXCHANGE-TRADED FD 280.0 $11K -1K -82.8% $40.63 +6.4%
3946 CARS CARS COM INC Consumer Cyclical 1,395.0 $11K +1K +440.7% $8.12 +20.6%
3947 PSCE INVESCO EXCH TRADED FD TR II 185.0 $11K +1.0 +0.5% $61.14 +3.9%
3948 IDGT ISHARES TR 115.0 $11K $97.79 +21.0%
3949 TMCI TREACE MED CONCEPTS INC Healthcare 8,360.0 $11K $1.34 +103.0%
3950 EQBK EQUITY BANCSHARES INC Financial Services 252.0 $11K +183.0 +265.2% $44.41 +1.4%
3951 ARMOUR RESIDENTIAL REIT INC 670.0 $11K +6.0 +0.9% $16.68
3952 HNDL STRATEGY SHS 510.0 $11K $21.88 +4.0%
3953 IVR INVESCO MORTGAGE CAPITAL INC Real Estate 1,380.0 $11K NEW $8.08 -2.1%
3954 OLMA OLEMA PHARMACEUTICALS INC Healthcare 746.0 $11K +596.0 +397.3% $14.91 -12.1%
3955 CMRE COSTAMARE INC Industrials 657.0 $11K +535.0 +438.5% $16.90 +1.7%
3956 EVTL VERTICAL AEROSPACE LTD Industrials 5,000.0 $11K -2K -33.3% $2.21 +6.3%
3957 INCO COLUMBIA ETF TR II 201.0 $11K +24.0 +13.6% $54.97 +4.2%
3958 JANX JANUX THERAPEUTICS INC Healthcare 793.0 $11K +725.0 +1066.2% $13.90 -0.7%
3959 IIIV I3 VERTICALS INC Technology 489.0 $11K +37.0 +8.2% $22.36 -14.8%
3960 MECHANICS BANCORP 740.0 $11K -4K -82.7% $14.76
Page 198 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%