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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 184 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3661 CTKB CYTEK BIOSCIENCES INC Healthcare 5,199.0 $23K +4K +406.7% $4.37 -0.2%
3662 VRRM VERRA MOBILITY CORP Technology 1,583.0 $23K +1K +227.1% $14.29 -68.5%
3663 TTI TETRA TECHNOLOGIES INC DEL Energy 2,655.0 $23K -2K -44.1% $8.52 -19.0%
3664 NWN NORTHWEST NAT HLDG CO Utilities 425.0 $23K -189.0 -30.8% $53.22 -6.8%
3665 XJUN FIRST TR EXCHNG TRADED FD VI 525.0 $23K -655.0 -55.5% $42.96 +5.0%
3666 RLAY RELAY THERAPEUTICS INC Healthcare 2,263.0 $23K +2K +398.5% $9.95 +97.7%
3667 FUL FULLER H B CO Basic Materials 364.0 $22K -72.0 -16.5% $61.68 -6.2%
3668 EEMS ISHARES INC 324.0 $22K $69.18 +7.8%
3669 BBDC BARINGS BDC INC Financial Services 2,716.0 $22K NEW $8.23 +14.4%
3670 TSHA TAYSHA GENE THERAPIES INC Healthcare 5,000.0 $22K $4.47 +34.1%
3671 PAHC PHIBRO ANIMAL HEALTH CORP Healthcare 404.0 $22K +296.0 +274.1% $55.31 -35.6%
3672 GIB CGI INC Technology 305.0 $22K +246.0 +416.9% $73.10 +2.4%
3673 NPFD NUVEEN VRIABL RAT PFD & INM Financial Services 1,227.0 $22K +406.0 +49.5% $18.15 +2.8%
3674 CBRL CRACKER BARREL OLD CTRY STOR Consumer Cyclical 791.0 $22K +548.0 +225.5% $28.11 +105.1%
3675 ASPI ASP ISOTOPES INC Basic Materials 5,020.0 $22K +899.0 +21.8% $4.42 -11.5%
3676 AMER SPORTS INC 671.0 $22K -143.0 -17.6% $32.96
3677 ATYR ATYR PHARMA INC Healthcare 28,118.0 $22K $0.78 -33.8%
3678 ARDC ARES DYNAMIC CR ALLOCATION F Financial Services 1,800.0 $22K $12.16 +0.9%
3679 ECH ISHARES INC 547.0 $22K $39.77 +6.0%
3680 IOSP INNOSPEC INC Basic Materials 297.0 $22K -431.0 -59.2% $73.07 +29.1%
Page 184 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%