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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 180 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3581 GRFS GRIFOLS S A Healthcare 3,281.0 $26K +3K +617.9% $8.02 -0.4%
3582 CIVB CIVISTA BANCSHARES INC Financial Services 1,152.0 $26K +920.0 +396.6% $22.79 +21.2%
3583 PRK PARK NATL CORP Financial Services 160.0 $26K -2.0 -1.2% $163.45 +24.6%
3584 LQDI ISHARES U S ETF TR 1,000.0 $26K $26.14 -1.3%
3585 BMA BANCO MACRO S A Financial Services 337.0 $26K NEW $77.37 -0.8%
3586 UJUN INNOVATOR ETFS TRUST 700.0 $26K $37.24 +4.9%
3587 DOGG FIRST TR EXCHANGE-TRADED FD 1,200.0 $26K $21.71 +4.4%
3588 HCSG HEALTHCARE SVCS GROUP INC Healthcare 1,403.0 $26K +1K +399.3% $18.55 +22.8%
3589 BEKE KE HLDGS INC Real Estate 1,738.0 $26K +1K +308.9% $14.97 +19.3%
3590 AVIR ATEA PHARMACEUTICALS INC Healthcare 4,822.0 $26K +4K +413.0% $5.38 +1.7%
3591 QABA FIRST TR EXCHANGE-TRADED FD 445.0 $26K $58.24 +17.2%
3592 FOLD AMICUS THERAPEUTIC Healthcare 1,786.0 $26K +324.0 +22.2% $14.46 +0.2%
3593 FSM FORTUNA MNG CORP Basic Materials 2,600.0 $26K +2K +160.0% $9.93 +22.0%
3594 CVGW CALAVO GROWERS INC Consumer Defensive 1,000.0 $26K $25.79 +1.2%
3595 LC LENDINGCLUB ISSUANCE TR SER Financial Services 1,800.0 $26K +662.0 +58.2% $14.32 +34.1%
3596 JHAI JANUS DETROIT STR TR 1,002.0 $26K $25.66 +29.1%
3597 TAL TAL ED GROUP Consumer Defensive 2,261.0 $26K +2K +2138.6% $11.37 +0.1%
3598 PAR PAR TECHNOLOGY CORP Technology 1,928.0 $26K -94K -98.0% $13.33 +44.9%
3599 DRD DRDGOLD LIMITED Basic Materials 875.0 $26K $29.37 +4.7%
3600 VLGEA VILLAGE SUPER MKT INC Consumer Defensive 608.0 $26K $42.23 +5.2%
Page 180 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 21.2%
Industrials 9.6%
Healthcare 8.9%
Consumer Cyclical 8.6%
Communication Services 7.3%
Energy 5.6%
Consumer Defensive 4.3%
Utilities 3.2%
Real Estate 2.1%