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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 62 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1221 HNRG HALLADOR ENERGY COMPANY Energy 10.0 $163.0 -168.0 -94.4% $16.30 +19.0%
1222 NHC NATIONAL HEALTHCARE CORP Healthcare 1.0 $160.0 -2.0 -66.7% $160.00 +23.7%
1223 CRSR CORSAIR GAMING INC Technology 24.0 $133.0 -24.0 -50.0% $5.54 +32.8%
1224 ACCO ACCO BRANDS CORP Industrials 30.0 $93.0 -1K -97.7% $3.10 +21.3%
1225 USNA USANA HEALTH SCIENCES INC Consumer Defensive 5.0 $87.0 -12.0 -70.6% $17.40 +3.2%
1226 PLBY PLAYBOY INC Consumer Cyclical 25.0 $38.0 -7.0 -21.9% $1.52 -12.5%
1227 FIIG FIRST TR EXCHANGE-TRADED FD 1.0 $36.0 -616.0 -99.8% $36.00 -42.8%
1228 374WATER INC 10.0 $28.0 -305.0 -96.8% $2.80
1229 PRPL PURPLE INNOVATION INC Consumer Cyclical 30.0 $20.0 -5K -99.4% $0.67 -36.5%
1230 SCLX SCILEX HOLDING CO Healthcare 3.0 $20.0 -8.0 -72.7% $6.67 -5.7%
1231 BSCQ INVESCO EXCH TRD SLF IDX FD $15.0 -100.0%
1232 WORKHORSE GROUP INC 2.0 $6.0 -1.0 -33.3% $3.00
1233 QVCGA QVC GROUP INC Consumer Cyclical 2.0 $4.0 -4.0 -66.7% $2.00 -83.0%
1234 PUTNAM ETF TRUST -100.0%
Page 62 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%