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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 59 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1161 WLKP WESTLAKE CHEM PARTNERS LP Basic Materials 115.0 $3K -325.0 -73.9% $22.16 +2.5%
1162 SYSB ISHARES TR 28.0 $2K -46.0 -62.2% $89.00 -1.3%
1163 PRVA PRIVIA HEALTH GROUP INC Healthcare 121.0 $2K -290.0 -70.6% $20.57 +12.5%
1164 BWG BRANDYWINEGBL GBL INCM OPP F Financial Services 316.0 $2K -3K -89.1% $7.67 +3.1%
1165 EVH EVOLENT HEALTH INC Healthcare 1,046.0 $2K -4K -80.3% $2.28 +72.4%
1166 APLE APPLE HOSPITALITY REIT INC Real Estate 207.0 $2K -494.0 -70.5% $11.51 +20.5%
1167 OXLC OXFORD LANE CAP CORP Financial Services 239.0 $2K -24K -99.0% $9.78 -0.4%
1168 RXO RXO INC Industrials 156.0 $2K -116.0 -42.6% $14.62 +32.8%
1169 STEL STELLAR BANCORP INC Financial Services 56.0 $2K -22K -99.8% $36.62 +0.1%
1170 TLRY TILRAY BRANDS INC Healthcare 313.0 $2K -428.0 -57.8% $6.47 -19.7%
1171 PLOW DOUGLAS DYNAMICS INC Consumer Cyclical 48.0 $2K -439.0 -90.1% $42.08 +5.9%
1172 NLOP NET LEASE OFFICE PROPERTIES Real Estate 160.0 $2K -23.0 -12.6% $11.56 +1.4%
1173 TR TOOTSIE ROLL INDS INC Consumer Defensive 42.0 $2K -64.0 -60.4% $42.81 -5.0%
1174 CLDT CHATHAM LODGING TR Real Estate 227.0 $2K -36.0 -13.7% $7.90 +26.4%
1175 SBH SALLY BEAUTY HLDGS INC Consumer Cyclical 129.0 $2K -310.0 -70.6% $13.84 -15.1%
1176 USLM UNITED STS LIME & MINERALS I Basic Materials 13.0 $2K -16.0 -55.2% $130.62 -20.0%
1177 HLX HELIX ENERGY SOLUTIONS GRP I Energy 167.0 $2K -24.0 -12.6% $9.89 +2.5%
1178 AZZ AZZ INC Industrials 13.0 $2K -95.0 -88.0% $125.46 +13.0%
1179 EWI ISHARES INC 30.0 $2K -14.0 -31.8% $53.43 +8.9%
1180 GBF ISHARES TR 15.0 $2K -150.0 -90.9% $104.20 -1.3%
Page 59 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%