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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 54 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1061 SABA SABA CAPITAL INCOME & OPPORT Financial Services 1,517.0 $13K -377.0 -19.9% $8.32 -0.2%
1062 ETJ EATON VANCE RISK-MANAGED DIV Financial Services 1,530.0 $12K -2K -49.5% $8.17 +0.9%
1063 TNC TENNANT CO Industrials 187.0 $12K -36.0 -16.1% $66.75 +20.8%
1064 CGNT COGNYTE SOFTWARE LTD Technology 1,521.0 $12K -2K -53.5% $8.10 +23.6%
1065 GCI LIBERTY INC 331.0 $12K -50.0 -13.1% $37.21
1066 SERV SERVE ROBOTICS INC Industrials 1,432.0 $12K -1K -50.1% $8.44 -3.6%
1067 BUR BURFORD CAPITAL LIMITED Financial Services 2,673.0 $12K -700.0 -20.8% $4.52 -4.9%
1068 CIGI COLLIERS INTL GROUP INC Real Estate 111.0 $12K -51.0 -31.5% $107.01 -11.5%
1069 XENE XENON PHARMACEUTICALS INC Healthcare 200.0 $12K -900.0 -81.8% $58.15 -7.6%
1070 EDOW FIRST TR EXCHANGE-TRADED FD 280.0 $11K -1K -82.8% $40.63 +5.7%
1071 EVTL VERTICAL AEROSPACE LTD Industrials 5,000.0 $11K -2K -33.3% $2.21 +7.9%
1072 MECHANICS BANCORP 740.0 $11K -4K -82.7% $14.76
1073 IAC IAC INC Technology 271.0 $11K -2K -86.0% $40.03 +1.3%
1074 UA UNDER ARMOUR INC Consumer Cyclical 1,822.0 $11K -2K -51.8% $5.79 -12.5%
1075 CIM CHIMERA INVT CORP Real Estate 828.0 $10K -110.0 -11.7% $12.55 +3.6%
1076 IART INTEGRA LIFESCIENCES HLDGS C Healthcare 1,091.0 $10K -588.0 -35.0% $9.42 +53.7%
1077 ERII ENERGY RECOVERY INC Industrials 1,006.0 $10K -335.0 -25.0% $10.07 -14.4%
1078 RGR STURM RUGER & CO INC Industrials 249.0 $10K -11.0 -4.2% $40.14 -0.1%
1079 INVX INNOVEX INTERNATIONAL INC Energy 397.0 $10K -90.0 -18.5% $24.39 +30.9%
1080 CWH CAMPING WORLD HLDGS INC Consumer Cyclical 1,404.0 $10K -2K -57.7% $6.83 +0.7%
Page 54 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%