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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 41 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
801 AEF ABRDN EMERGING MARKETS EX CH Financial Services 22,962.0 $167K -24K -51.3% $7.29 +27.0%
802 TWO HARBORS INVENTMENT CORPO 14,584.0 $167K -585.0 -3.9% $11.42
803 FDMT 4D MOLECULAR THERAPEUTICS IN Healthcare 17,854.0 $166K -200.0 -1.1% $9.31 -9.8%
804 HLMN HILLMAN SOLUTIONS CORP Industrials 19,887.0 $165K -2K -8.8% $8.32 -15.4%
805 RYN RAYONIER INC Real Estate 7,995.0 $165K -8K -49.1% $20.62 -3.2%
806 DLB DOLBY LABORATORIES INC Technology 2,740.0 $165K -992.0 -26.6% $60.06 -11.1%
807 DCI DONALDSON INC Industrials 1,937.0 $164K -318.0 -14.1% $84.90 -3.9%
808 GSST GOLDMAN SACHS ETF TR 3,250.0 $164K -2K -34.2% $50.55 -0.1%
809 HAYW HAYWARD HLDGS INC Industrials 12,219.0 $163K -3K -22.0% $13.38 -2.2%
810 IESC IES HOLDINGS INC Industrials 338.0 $161K -44.0 -11.5% $476.47 +34.2%
811 TCBI TEXAS CAP BANCSHARES INC Financial Services 1,573.0 $149K -79.0 -4.8% $94.88 +2.0%
812 REGCO REGENCY CTRS CORP Real Estate 1,969.0 $149K -236.0 -10.7% $75.69 -70.5%
813 IRTC IRHYTHM HOLDINGS INC Healthcare 1,255.0 $148K -106.0 -7.8% $118.02 -3.5%
814 CPB THE CAMPBELLS COMPANY Consumer Defensive 6,597.0 $147K -83.0 -1.2% $22.27 -9.3%
815 AI C3 AI INC Technology 17,398.0 $146K -33K -65.7% $8.42 +10.2%
816 BOH BANK HAWAII CORP Financial Services 1,965.0 $146K -39.0 -1.9% $74.25 +5.3%
817 PJUN INNOVATOR ETFS TRUST 3,450.0 $144K -3K -46.5% $41.83 +3.5%
818 DOX AMDOCS LTD Technology 2,205.0 $144K -912.0 -29.3% $65.31 -4.9%
819 CAPITAL CLEAN ENERGY CARRIER 7,238.0 $144K -972.0 -11.8% $19.87
820 YEAR AB ACTIVE ETFS INC 2,812.0 $142K -2K -34.9% $50.48 -0.3%
Page 41 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%