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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 30 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
581 HUM HUMANA INC Healthcare 3,357.0 $582K 0.00% -1K -24.3% $173.43 +79.1%
582 EELV INVESCO EXCH TRADED FD TR II 20,694.0 $581K 0.00% -176.0 -0.8% $28.08 +1.7%
583 APLD APPLIED DIGITAL CORP Technology 24,474.0 $581K 0.00% -2K -6.3% $23.74 +66.5%
584 PNW PINNACLE WEST CAP CORP Utilities 5,746.0 $579K 0.00% -249.0 -4.2% $100.75 +0.7%
585 TW TRADEWEB MKTS INC Financial Services 4,905.0 $577K 0.00% -136.0 -2.7% $117.67 -5.8%
586 SDHY PGIM SHORT DUR HIG YLD OPP F Financial Services 35,869.0 $575K 0.00% -588.0 -1.6% $16.02 -1.3%
587 BOE BLACKROCK ENHANCED GLOBAL Financial Services 52,377.0 $574K 0.00% -4K -6.4% $10.96 +7.9%
588 WTM WHITE MTNS INS GROUP LTD Financial Services 260.0 $571K 0.00% -40.0 -13.3% $2197.83 -2.4%
589 CBSH COMMERCE BANCSHARES INC Financial Services 11,560.0 $569K 0.00% -854.0 -6.9% $49.20 +6.2%
590 BBH TR 37,727.0 $567K 0.00% -10K -21.7% $15.02
591 QLTA ISHARES TR 11,796.0 $561K 0.00% -3K -21.6% $47.59 -0.9%
592 ALSN ALLISON TRANSMISSION HLDGS I Consumer Cyclical 4,795.0 $561K 0.00% -185.0 -3.7% $117.07 -7.5%
593 ZETA ZETA GLOBAL HOLDINGS CORP Technology 34,939.0 $556K 0.00% -13K -26.5% $15.92 +14.9%
594 RNR RENAISSANCERE HLDGS LTD Financial Services 1,868.0 $555K 0.00% -121.0 -6.1% $297.31 +1.6%
595 SOUN SOUNDHOUND AI INC Technology 80,178.0 $551K 0.00% -99K -55.3% $6.87 +23.0%
596 KIE SPDR SERIES TRUST 9,980.0 $549K 0.00% -148.0 -1.5% $55.00 +5.1%
597 PKW INVESCO EXCHANGE TRADED FD T 4,153.0 $545K 0.00% -194.0 -4.5% $131.26 +3.7%
598 PRIM PRIMORIS SVCS CORP Industrials 3,800.0 $544K 0.00% -125.0 -3.2% $143.08 -26.8%
599 TWST TWIST BIOSCIENCE CORP Healthcare 11,253.0 $535K 0.00% -4K -24.8% $47.52 +4.2%
600 NXTG FIRST TR EXCHANGE-TRADED FD 4,777.0 $535K 0.00% -224.0 -4.5% $111.94 +29.5%
Page 30 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%