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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 28 of 62  ·  1,234 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 ICVT ISHARES TR 7,152.0 $728K 0.00% -3K -29.1% $101.80 +13.5%
542 LIBERTY MEDIA CORP DEL 8,480.0 $721K 0.00% -235.0 -2.7% $85.02
543 STKL SUNOPTA INC Consumer Defensive 110,852.0 $718K 0.00% -2.0M -94.8% $6.48 +0.3%
544 JEMA J P MORGAN EXCHANGE TRADED F 13,706.0 $713K 0.00% -1K -8.6% $52.03 +16.1%
545 MFC MANULIFE FINL CORP Financial Services 20,697.0 $713K 0.00% -2K -10.2% $34.44 +9.8%
546 EMC GLOBAL X FDS 22,775.0 $703K 0.00% -1K -5.7% $30.89 +16.4%
547 SATS ECHOSTAR CORP Technology 5,998.0 $702K 0.00% -7K -52.2% $117.07 +16.6%
548 MFM MFS MUN INCOME TR Financial Services 130,236.0 $702K 0.00% -24K -15.7% $5.39 -0.9%
549 INGR INGREDION INC Consumer Defensive 6,168.0 $695K 0.00% -391.0 -6.0% $112.67 -10.9%
550 ELS EQUITY LIFESTYLE PROPERTIES Real Estate 11,076.0 $691K 0.00% -260.0 -2.3% $62.42 +0.8%
551 EMCB WISDOMTREE TR 10,535.0 $690K 0.00% -929.0 -8.1% $65.52 +0.9%
552 INVH INVITATION HOMES INC Real Estate 27,662.0 $687K 0.00% -20K -41.5% $24.85 +15.3%
553 FCPI FIDELITY COVINGTON TRUST 13,949.0 $686K 0.00% -76.0 -0.5% $49.16 +9.2%
554 FAF FIRST AMERN FINL CORP Financial Services 11,372.0 $686K 0.00% -880.0 -7.2% $60.29 +11.8%
555 FNDX SCHWAB STRATEGIC TR 24,530.0 $683K 0.00% -4K -14.8% $27.85 +9.6%
556 AGI ALAMOS GOLD INC Basic Materials 15,373.0 $683K 0.00% -44K -73.9% $44.43 -11.1%
557 PTRB PGIM ETF TR 16,069.0 $667K 0.00% -5K -22.9% $41.51 -0.6%
558 IGR CBRE GBL REAL ESTATE INC FD Financial Services 151,507.0 $665K 0.00% -31K -17.0% $4.39 +6.8%
559 FSS FEDERAL SIGNAL CORP Industrials 6,093.0 $659K 0.00% -247.0 -3.9% $108.14 +1.3%
560 ACHC ACADIA HEALTHCARE COMPANY IN Healthcare 28,138.0 $658K 0.00% -42K -60.0% $23.39 +2.9%
Page 28 of 62  ·  1,234 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%