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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 213 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4241 DLX DELUXE CORP Communication Services 123.0 $3K NEW $22.33 +6.8%
4242 VTOL BRISTOW GROUP INC Energy 74.0 $3K NEW $36.61 +16.1%
4243 CAPR CAPRICOR THERAPEUTICS INC Healthcare 93.0 $3K NEW $28.86 -6.7%
4244 TE T1 ENERGY INC Industrials 401.0 $3K NEW $6.68 +4.8%
4245 AMPH AMPHASTAR PHARMACEUTICALS IN Healthcare 100.0 $3K NEW $26.78 -33.5%
4246 NIC NICOLET BANKSHARES INC Financial Services 22.0 $3K NEW $121.32 +16.1%
4247 ESPR ESPERION THERAPEUTICS INC NE Healthcare 720.0 $3K NEW $3.70 -15.4%
4248 IRSA INVERSIONES Y REP S A 161.0 $3K NEW $16.54
4249 AIOT POWERFLEET INC Technology 495.0 $3K NEW $5.32 -41.0%
4250 PAGAYA TECHNOLOGIES LTD 126.0 $3K NEW $20.90
4251 QEFA SPDR INDEX SHS FDS 29.0 $3K NEW $90.66 +6.6%
4252 FLGT FULGENT GENETICS INC Healthcare 100.0 $3K NEW $26.27 -39.7%
4253 URGN UROGEN PHARMA LTD Healthcare 112.0 $3K NEW $23.42 +22.0%
4254 DCH AMERICAN AXLE & MFG HLDGS IN Industrials 408.0 $3K NEW $6.41 -3.3%
4255 WTTR SELECT WATER SOLUTIONS INC Utilities 246.0 $3K NEW $10.52 +85.9%
4256 CDLX CARDLYTICS INC Communication Services 2,250.0 $3K NEW $1.15 -48.2%
4257 TCMD TACTILE SYS TECHNOLOGY INC Healthcare 89.0 $3K NEW $29.00 -18.4%
4258 QNST QUINSTREET INC Communication Services 179.0 $3K NEW $14.37 -20.8%
4259 PHAT PHATHOM PHARMACEUTICALS INC Healthcare 155.0 $3K NEW $16.59 -31.3%
4260 KROS KEROS THERAPEUTICS INC Healthcare 126.0 $3K NEW $20.36 -50.1%
Page 213 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%