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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 209 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4161 BTDR BITDEER TECHNOLOGIES GROUP Technology 324.0 $4K NEW $11.21 +19.4%
4162 CHMI CHERRY HILL MTG INVT CORP Real Estate 1,418.0 $4K NEW $2.55 -2.4%
4163 RPC P10 INC Financial Services 368.0 $4K NEW $9.81 -15.8%
4164 EIG EMPLOYERS HLDGS INC Financial Services 83.0 $4K NEW $43.17 +0.8%
4165 DMO WESTERN ASSET MTG DEFINED OP Financial Services 323.0 $4K NEW $11.08 +0.1%
4166 VYGR VOYAGER THERAPEUTICS INC Healthcare 909.0 $4K NEW $3.93 -11.5%
4167 CZA INVESCO EXCHANGE TRADED FD T 32.0 $4K NEW $110.81 +3.9%
4168 INOVIO PHARMACEUTICALS INC 2,037.0 $4K NEW $1.74
4169 REFR RESEARCH FRONTIERS INC Technology 2,700.0 $4K NEW $1.31 -40.7%
4170 GHYB GOLDMAN SACHS ETF TR 78.0 $4K NEW $45.33 -1.9%
4171 CSRE COHEN & STEERS ETF TRUST 138.0 $4K NEW $25.51 +12.0%
4172 SG SWEETGREEN INC Consumer Cyclical 520.0 $4K NEW $6.76 +31.3%
4173 CTOS CUSTOM TRUCK ONE SOURCE INC Industrials 608.0 $4K NEW $5.76 +61.7%
4174 HGER HARBOR ETF TRUST 140.0 $3K NEW $24.82 +30.3%
4175 PRPL PURPLE INNOVATION INC Consumer Cyclical 5,030.0 $3K NEW $0.69 -41.1%
4176 USLM UNITED STS LIME & MINERALS I Basic Materials 29.0 $3K NEW $119.72 -14.1%
4177 ANVS ANNOVIS BIO INC Healthcare 1,000.0 $3K NEW $3.46 -44.8%
4178 LILAK LIBERTY LATIN AMERICA LTD Communication Services 463.0 $3K NEW $7.46 +2.8%
4179 CVSB MORGAN STANLEY ETF TRUST 68.0 $3K NEW $50.75 -0.1%
4180 RXO RXO INC Industrials 272.0 $3K NEW $12.64 +88.4%
Page 209 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%