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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 203 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4041 JUCY ETF SER SOLUTIONS 246.0 $5K NEW $22.26 -0.3%
4042 DBB INVESCO DB MULTI-SECTOR COMM Financial Services 238.0 $5K NEW $22.97 +12.2%
4043 DUBS ETF SER SOLUTIONS 145.0 $5K NEW $37.67 +9.5%
4044 FREL FIDELITY COVINGTON TRUST 203.0 $5K NEW $26.89 +8.5%
4045 GIB CGI INC Technology 59.0 $5K NEW $92.31 -29.8%
4046 ACTINIUM PHARMACEUTICALS INC 4,000.0 $5K NEW $1.36
4047 EGO ELDORADO GOLD CORP NEW Basic Materials 151.0 $5K NEW $35.92 -11.3%
4048 HAIL SPDR SERIES TRUST 162.0 $5K NEW $33.36 +12.6%
4049 KPTI KARYOPHARM THERAPEUTICS INC Healthcare 733.0 $5K NEW $7.36 +7.2%
4050 FPXI FIRST TR EXCHANGE TRADED FD 91.0 $5K NEW $59.14 +23.1%
4051 HCSG HEALTHCARE SVCS GROUP INC Healthcare 281.0 $5K NEW $19.12 +9.3%
4052 THLV THOR FINL TECHNOLOGIES TR 179.0 $5K NEW $29.87 +7.6%
4053 YTRA YATRA ONLINE INC Consumer Cyclical 3,000.0 $5K NEW $1.78 -49.4%
4054 OEC ORION S.A. Basic Materials 1,007.0 $5K NEW $5.28 +21.2%
4055 SFY TIDAL TRUST I 40.0 $5K NEW $132.15 +10.2%
4056 SGML SIGMA LITHIUM CORPORATION Basic Materials 400.0 $5K NEW $13.19 +14.9%
4057 SDGR SCHRODINGER INC Healthcare 294.0 $5K NEW $17.88 -32.9%
4058 TLS TELOS CORP MD Technology 1,022.0 $5K NEW $5.10 -8.7%
4059 EBF ENNIS INC Industrials 289.0 $5K NEW $18.01 +11.7%
4060 MINV MATTHEWS ASIA FDS 147.0 $5K NEW $35.31 +44.9%
Page 203 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%