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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 190 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3781 INVX INNOVEX INTERNATIONAL INC Energy 487.0 $11K NEW $21.87 +40.9%
3782 CHT CHUNGHWA TELECOM CO LTD Communication Services 254.0 $11K NEW $41.71 +5.1%
3783 PDM PIEDMONT REALTY TRUST INC Real Estate 1,270.0 $11K NEW $8.34 -3.1%
3784 AOUT AMERICAN OUTDOOR BRANDS INC Consumer Cyclical 1,365.0 $11K NEW $7.73 +25.0%
3785 LONZ PIMCO ETF TR 208.0 $10K NEW $50.46 -1.9%
3786 CCRN CROSS CTRY HEALTHCARE INC Healthcare 1,293.0 $10K NEW $8.10 +61.1%
3787 REAX THE REAL BROKERAGE INC Real Estate 2,868.0 $10K NEW $3.65 -50.7%
3788 OPFI OPPFI INC Technology 1,000.0 $10K NEW $10.46 -21.1%
3789 NTST NETSTREIT CORP Real Estate 591.0 $10K NEW $17.64 +16.9%
3790 TEGNA INC 536.0 $10K NEW $19.42
3791 CIDARA THERAPEUTICS INC 47.0 $10K NEW $220.87
3792 CXW CORECIVIC INC Real Estate 542.0 $10K NEW $19.11 +10.5%
3793 MRTN MARTEN TRANS LTD Industrials 899.0 $10K NEW $11.39 +45.7%
3794 WTBA WEST BANCORPORATION INC Financial Services 461.0 $10K NEW $22.19 +6.5%
3795 ICL ICL GROUP LTD Basic Materials 1,791.0 $10K NEW $5.71 +13.3%
3796 HROW HARROW INC Healthcare 207.0 $10K NEW $49.00 -32.7%
3797 WRLD WORLD ACCEP CORPORATION Financial Services 72.0 $10K NEW $140.39 +10.9%
3798 NUVEEN CR STRATEGIES INCOME 2,000.0 $10K NEW $5.02
3799 SMRT SMARTRENT INC Technology 4,964.0 $10K NEW $2.02 -39.1%
3800 FESM FIDELITY COVINGTON TRUST 263.0 $10K NEW $37.86 +17.3%
Page 190 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%