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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 188 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3741 EUSB ISHARES TR 264.0 $12K NEW $43.96 -1.8%
3742 MITK MITEK SYS INC Technology 1,100.0 $12K NEW $10.55 +45.6%
3743 BSAC BANCO SANTANDER CHILE NEW Financial Services 373.0 $12K NEW $31.11 +1.3%
3744 AZZ AZZ INC Industrials 108.0 $12K NEW $107.19 +27.9%
3745 FIVN FIVE9 INC Technology 576.0 $12K NEW $20.05 +8.9%
3746 MLCO MELCO RESORTS AND ENTMNT LTD Consumer Cyclical 1,525.0 $12K NEW $7.57 -28.5%
3747 COGT COGENT BIOSCIENCES INC Healthcare 325.0 $12K NEW $35.52 -8.3%
3748 INCO COLUMBIA ETF TR II 177.0 $11K NEW $64.81 -11.1%
3749 HAFN HAFNIA LTD Industrials 2,150.0 $11K NEW $5.33 +65.8%
3750 BFC BANK FIRST CORP Financial Services 94.0 $11K NEW $121.82 +16.9%
3751 BKV BKV CORP Energy 421.0 $11K NEW $27.15 +5.2%
3752 IIIV I3 VERTICALS INC Technology 452.0 $11K NEW $25.19 -21.9%
3753 FIGS FIGS INC Consumer Cyclical 1,000.0 $11K NEW $11.36 +9.5%
3754 LNN LINDSAY CORP Industrials 96.0 $11K NEW $118.22 -7.6%
3755 CERT CERTARA INC Healthcare 1,287.0 $11K NEW $8.81 -41.3%
3756 FRME FIRST MERCHANTS CORP Financial Services 302.0 $11K NEW $37.49 +7.3%
3757 MNSB MAINSTREET BANCSHARES INC Financial Services 553.0 $11K NEW $20.39 +13.6%
3758 PEBO PEOPLES BANCORP INC Financial Services 375.0 $11K NEW $30.03 +15.3%
3759 HNDL STRATEGY SHS 510.0 $11K NEW $22.06 +3.3%
3760 NUEM NUSHARES ETF TR 315.0 $11K NEW $35.58 +14.1%
Page 188 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%