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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 165 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3281 FUBOTV INC 12,514.0 $32K NEW $2.52
3282 STEW SRH TOTAL RETURN FUND INC Financial Services 1,700.0 $32K NEW $18.54 -5.2%
3283 ASCI ABRDN FDS 911.0 $31K NEW $34.49 +8.0%
3284 LYTS LSI INDS INC OHIO Technology 1,714.0 $31K NEW $18.32 +23.3%
3285 PFO FLAHERTY & CRUMRINE PFD INCO Financial Services 3,322.0 $31K NEW $9.45 -4.7%
3286 RRR RED ROCK RESORTS INC Consumer Cyclical 506.0 $31K NEW $61.95 -15.3%
3287 BKD BROOKDALE SR LIVING INC Healthcare 2,894.0 $31K NEW $10.79 +24.0%
3288 OCUL OCULAR THERAPEUTIX INC Healthcare 2,572.0 $31K NEW $12.14 -32.3%
3289 EXK ENDEAVOUR SILVER CORP Basic Materials 3,300.0 $31K NEW $9.40 -0.7%
3290 CHICAGO ATLANTIC BDC INC 3,000.0 $31K NEW $10.33
3291 HIGHLAND OPPS & INCOME FD 5,178.0 $31K NEW $5.98
3292 DAN DANA INC Consumer Cyclical 1,302.0 $31K NEW $23.78 +42.4%
3293 GLOB GLOBANT S A Technology 473.0 $31K NEW $65.37 -37.8%
3294 FDIQ INVESCO EXCH TRADED FD TR II 500.0 $31K NEW $61.84 +13.7%
3295 PRKS UNITED PARKS & RESORTS INC Consumer Cyclical 851.0 $31K NEW $36.30 -4.5%
3296 HE HAWAIIAN ELEC INDUSTRIES Utilities 2,506.0 $31K NEW $12.30 +11.3%
3297 CBU COMMUNITY FINANCIAL SYSTEM I Financial Services 535.0 $31K NEW $57.55 +9.8%
3298 CUT INVESCO EXCH TRADED FD TR II 1,058.0 $31K NEW $29.06 -6.9%
3299 CGNT COGNYTE SOFTWARE LTD Technology 3,268.0 $31K NEW $9.40 +5.5%
3300 BSCS INVESCO EXCH TRD SLF IDX FD 1,488.0 $31K NEW $20.61 -1.3%
Page 165 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%