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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 159 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3161 EWD ISHARES INC 825.0 $41K NEW $49.28 +6.0%
3162 ULST SSGA ACTIVE ETF TR 1,000.0 $41K NEW $40.51 -0.2%
3163 IDR IDAHO STRATEGIC RESOURCES Basic Materials 1,000.0 $40K NEW $40.30 -7.3%
3164 TRIP TRIPADVISOR INC Consumer Cyclical 2,767.0 $40K NEW $14.56 -31.8%
3165 PTEN PATTERSON-UTI ENERGY INC Energy 6,591.0 $40K NEW $6.11 +101.0%
3166 FIDI FIDELITY COVINGTON TRUST 1,549.0 $40K NEW $25.93 +9.5%
3167 NUVEEN PENNSYLVANIA QLT MUN 3,372.0 $40K NEW $11.89
3168 TPHD TIMOTHY PLAN 1,040.0 $40K NEW $38.53 +7.5%
3169 DHY CREDIT SUISSE HIGH YIELD CRE Financial Services 20,000.0 $40K NEW $2.00 -11.0%
3170 GJUN FIRST TR EXCHNG TRADED FD VI 1,010.0 $40K NEW $39.60 +3.5%
3171 EVTL VERTICAL AEROSPACE LTD Industrials 7,500.0 $40K NEW $5.33 -51.0%
3172 GOCT FIRST TR EXCHNG TRADED FD VI 1,017.0 $40K NEW $39.29 +4.6%
3173 FLCA FRANKLIN TEMPLETON ETF TR 823.0 $40K NEW $48.34 +8.1%
3174 HOPE HOPE BANCORP INC Financial Services 3,625.0 $40K NEW $10.96 +13.6%
3175 SWBI SMITH & WESSON BRANDS INC Industrials 4,025.0 $40K NEW $9.87 +53.2%
3176 SCM STELLUS CAP INVT CORP Financial Services 3,130.0 $40K NEW $12.68 -28.0%
3177 PLMR PALOMAR HLDGS INC Financial Services 294.0 $40K NEW $134.76 -14.1%
3178 IPGP IPG PHOTONICS CORP Technology 552.0 $40K NEW $71.60 +68.3%
3179 PRNT ARK ETF TR 1,768.0 $40K NEW $22.34 +9.4%
3180 ALKS ALKERMES PLC Healthcare 1,411.0 $39K NEW $27.98 +32.1%
Page 159 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%