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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 157 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3121 FIDELITY COVINGTON TRUST 609.0 $45K NEW $74.28
3122 BCX BLACKROCK RES & COMMODITIES Financial Services 4,115.0 $45K NEW $10.98 +9.7%
3123 CLEARSIGN TECHNOLOGIES CORP 81,209.0 $45K NEW $0.56
3124 SMLV SPDR SERIES TRUST 344.0 $45K NEW $131.12 +12.2%
3125 AMSC AMERICAN SUPERCONDUCTOR CORP Industrials 1,563.0 $45K NEW $28.78 +71.7%
3126 FCN FTI CONSULTING INC Industrials 263.0 $45K NEW $170.83 -10.3%
3127 GHC GRAHAM HLDGS CO Consumer Defensive 40.0 $45K NEW $1122.83 -2.4%
3128 CVE CENOVUS ENERGY INC Energy 2,651.0 $45K NEW $16.92 +79.1%
3129 HTBK HERITAGE COMM CORP Financial Services 3,732.0 $45K NEW $12.01 +12.0%
3130 GRND GRINDR INC Technology 3,299.0 $45K NEW $13.54 -5.2%
3131 TX TERNIUM SA Basic Materials 1,168.0 $45K NEW $38.20 +16.6%
3132 LOUP INNOVATOR ETFS TRUST 584.0 $45K NEW $76.41 +13.9%
3133 DWAS INVESCO EXCH TRADED FD TR II 461.0 $45K NEW $96.77 +17.0%
3134 TTI TETRA TECHNOLOGIES INC DEL Energy 4,752.0 $45K NEW $9.37 +11.2%
3135 JHG JANUS HENDERSON GROUP PLC Financial Services 935.0 $44K NEW $47.57 +8.7%
3136 WLDN WILLDAN GROUP INC Industrials 426.0 $44K NEW $103.66 -10.7%
3137 PRTA PROTHENA CORP PLC Healthcare 4,590.0 $44K NEW $9.55 -2.1%
3138 HIMX HIMAX TECHNOLOGIES INC Technology 5,340.0 $44K NEW $8.19 +142.9%
3139 KARS KRANESHARES TRUST 1,429.0 $44K NEW $30.55 +16.1%
3140 BSCT INVESCO EXCH TRD SLF IDX FD 2,313.0 $44K NEW $18.84 -1.6%
Page 157 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%