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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $55.5B AUM Filed Mar 17, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 4670 New
Page 128 of 234  ·  4,670 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2541 RXRX RECURSION PHARMACEUTICALS IN Healthcare 34,289.0 $140K NEW $4.09 -23.0%
2542 MRCC MONROE CAP CORP Financial Services 22,010.0 $140K NEW $6.37 -20.3%
2543 FOUR SHIFT4 PMTS INC Technology 2,220.0 $140K NEW $62.97 -33.7%
2544 OEFA ALPS ETF TR 4,181.0 $140K NEW $33.39 +4.0%
2545 DIVI FRANKLIN TEMPLETON ETF TR 3,574.0 $139K NEW $38.90 +13.3%
2546 GAP GAP INC Consumer Cyclical 5,428.0 $139K NEW $25.60 -14.8%
2547 ABCB AMERIS BANCORP Financial Services 1,865.0 $139K NEW $74.30 +18.4%
2548 IOVA IOVANCE BIOTHERAPEUTICS INC Healthcare 50,726.0 $138K NEW $2.73 +43.6%
2549 EWG ISHARES INC 3,257.0 $138K NEW $42.50 -1.3%
2550 CNO CNO FINL GROUP INC Financial Services 3,248.0 $138K NEW $42.48 +20.1%
2551 CBON VANECK ETF TRUST 6,035.0 $138K NEW $22.84 +4.9%
2552 AUR AURORA INNOVATION INC Technology 35,880.0 $138K NEW $3.84 +61.2%
2553 RWO SPDR INDEX SHS FDS 3,057.0 $138K NEW $45.03 +10.3%
2554 LGND LIGAND PHARMACEUTICALS INC Healthcare 727.0 $137K NEW $189.07 +37.2%
2555 FXNC FIRST NATL CORP Financial Services 5,433.0 $137K NEW $25.24 +16.6%
2556 SMIN ISHARES TR 1,961.0 $137K NEW $69.93 -0.6%
2557 IE IVANHOE ELECTRIC INC Technology 8,575.0 $137K NEW $15.98 -26.1%
2558 BOH BANK HAWAII CORP Financial Services 2,004.0 $137K NEW $68.37 +14.9%
2559 RVTY REVVITY INC Healthcare 1,416.0 $137K NEW $96.75 +3.2%
2560 HYGV FLEXSHARES TR 3,358.0 $137K NEW $40.74 -1.1%
Page 128 of 234  ·  4,670 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.1%
Financial Services 22.3%
Communication Services 9.1%
Industrials 8.8%
Healthcare 8.7%
Consumer Cyclical 8.3%
Energy 4.2%
Consumer Defensive 3.7%
Utilities 2.5%
Real Estate 1.8%