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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 12 of 14  ·  271 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 RUM RUMBLE INC Technology 145.0 $740.0 NEW $5.10 +41.3%
222 IMKTA INGLES MKTS INC Consumer Defensive 8.0 $719.0 NEW $89.88 -4.1%
223 SMMT SUMMIT THERAPEUTICS INC Healthcare 37.0 $702.0 NEW $18.97 -11.1%
224 FURY FURY GOLD MINES LIMITED Basic Materials 1,000.0 $609.0 NEW $0.61 -1.6%
225 IAUX I-80 GOLD CORP Basic Materials 400.0 $608.0 NEW $1.52 -2.6%
226 HQL ABRDN LIFE SCIENCES INVESTOR Financial Services 37.0 $602.0 NEW $16.27 +8.6%
227 WIA WESTERN ASSET INFLT LNK INC Financial Services 71.0 $574.0 NEW $8.08 +0.4%
228 NABL N-ABLE INC Technology 110.0 $514.0 NEW $4.67 -27.5%
229 ERC ALLSPRING MULTI SECTOR INCOM Financial Services 54.0 $487.0 NEW $9.02 -0.6%
230 GORO GOLD RESOURCE CORP Basic Materials 400.0 $480.0 NEW $1.20 +3.3%
231 AMBP ARDAGH METAL PACKAGING S A Consumer Cyclical 117.0 $475.0 NEW $4.06 -1.2%
232 APPN APPIAN CORP Technology 16.0 $386.0 NEW $24.12 -12.5%
233 VEON LTD 8.0 $370.0 NEW $46.25
234 IDE VOYA INFRASTRUCTURE INDLS & Financial Services 29.0 $362.0 NEW $12.48 +10.2%
235 BKE BUCKLE INC Consumer Cyclical 7.0 $353.0 NEW $50.43 -4.7%
236 HZO MARINEMAX INC Consumer Cyclical 13.0 $352.0 NEW $27.08 +21.9%
237 PEO ADAM NAT RES FD INC Financial Services 12.0 $334.0 NEW $27.83 -3.6%
238 JBSS SANFILIPPO JOHN B & SON INC Consumer Defensive 4.0 $317.0 NEW $79.25 -5.5%
239 XFLT XAI OCTAGN FLT RAT & ALT INM Financial Services 17.0 $292.0 NEW $17.18 +11.0%
240 SWIM LATHAM GROUP INC Industrials 50.0 $269.0 NEW $5.38 -11.5%
Page 12 of 14  ·  271 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%