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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 8 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 KT KT CORP Communication Services 2,497,970.0 $54.0M 0.10% +35K +1.4% $21.61 -10.1%
142 MELI MERCADOLIBRE INC Consumer Cyclical 30,833.0 $53.3M 0.10% +4K +14.2% $1729.02 -10.8%
143 NVO NOVO-NORDISK A S Healthcare 1,433,073.0 $52.7M 0.09% +92K +6.9% $36.75 +21.4%
144 LOW LOWES COS INC Consumer Cyclical 221,813.0 $52.4M 0.09% +2K +0.7% $236.28 -7.7%
145 SRE SEMPRA Utilities 536,077.0 $52.1M 0.09% +36K +7.2% $97.17 -6.7%
146 IYW ISHARES TR 286,960.0 $52.1M 0.09% +6K +2.2% $181.42 +32.0%
147 VONV VANGUARD SCOTTSDALE FDS 550,370.0 $51.6M 0.09% +25K +4.7% $93.74 +8.8%
148 APOS APOLLO GLOBAL MGMT INC Financial Services 459,986.0 $51.3M 0.09% +96K +26.4% $111.42 -76.6%
149 ESE ESCO TECHNOLOGIES INC Technology 179,990.0 $50.6M 0.09% +26K +16.7% $281.37 +3.4%
150 SDVY FIRST TR EXCHANGE TRADED FD 1,282,194.0 $50.6M 0.09% +159K +14.2% $39.43 +3.6%
151 ITA ISHARES TR 229,990.0 $50.3M 0.09% +41K +21.4% $218.75 +0.2%
152 SPHQ INVESCO EXCHANGE TRADED FD T 663,024.0 $49.9M 0.09% +5K +0.8% $75.19 +9.7%
153 VXF VANGUARD INDEX FDS 241,233.0 $49.6M 0.09% +4K +1.8% $205.80 +9.2%
154 ROK ROCKWELL AUTOMATION INC Industrials 137,862.0 $49.5M 0.09% +70K +102.8% $358.88 +23.1%
155 CME CME GROUP INC Financial Services 167,014.0 $49.3M 0.09% +10K +6.4% $295.35 +1.8%
156 AOA ISHARES TR 556,687.0 $49.3M 0.09% +3K +0.5% $88.49 +8.3%
157 CMI CUMMINS INC Industrials 90,496.0 $48.7M 0.09% +7K +8.2% $538.03 +28.1%
158 KEYS KEYSIGHT TECHNOLOGIES INC Technology 172,186.0 $48.6M 0.09% +3K +2.1% $282.37 +24.3%
159 KKR KKR & CO INC Financial Services 525,122.0 $48.6M 0.09% +192K +57.8% $92.50 +3.9%
160 AEP AMERICAN ELEC PWR CO INC Utilities 367,009.0 $48.1M 0.09% +14K +4.1% $131.08 -3.9%
Page 8 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%