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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 28 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
541 PRF INVESCO EXCHANGE TRADED FD T 133,046.0 $6.3M 0.01% +5K +3.7% $47.53 +9.7%
542 NCNO NCINO INC Technology 415,774.0 $6.2M 0.01% +32K +8.3% $14.98 +0.9%
543 ZROZ PIMCO ETF TR 97,188.0 $6.2M 0.01% +54K +126.7% $64.01 -7.1%
544 WGS GENEDX HOLDINGS CORP Healthcare 96,590.0 $6.2M 0.01% +96K +10000.0% $64.22 -33.5%
545 DUHP DIMENSIONAL ETF TRUST 168,601.0 $6.2M 0.01% +5K +3.1% $36.76 +7.9%
546 SCHA SCHWAB STRATEGIC TR 213,078.0 $6.2M 0.01% +5K +2.6% $29.08 +10.2%
547 ED CONSOLIDATED EDISON INC Utilities 54,134.0 $6.1M 0.01% +12K +27.2% $113.18 -5.9%
548 GDXJ VANECK ETF TRUST 50,989.0 $6.1M 0.01% +2K +3.3% $120.04 -8.1%
549 SFM SPROUTS FMRS MKT INC Consumer Defensive 79,234.0 $6.1M 0.01% +77K +3480.4% $77.13 +14.6%
550 CGMM CAPITAL GROUP EQUITY ETF TR 206,541.0 $6.1M 0.01% +142K +219.1% $29.36 +4.5%
551 IT GARTNER INC Technology 38,161.0 $6.0M 0.01% +27K +233.2% $158.34 -1.8%
552 MKL MARKEL GROUP INC Financial Services 3,144.0 $6.0M 0.01% +2K +100.6% $1914.37 -2.5%
553 TRGP TARGA RES CORP Energy 23,684.0 $5.9M 0.01% +155.0 +0.7% $250.74 +9.6%
554 GSSC GOLDMAN SACHS ETF TR 79,289.0 $5.9M 0.01% +6K +8.7% $74.55 +9.1%
555 SHLD GLOBAL X FDS 82,558.0 $5.8M 0.01% +6K +7.2% $70.84 -9.6%
556 FPEI FIRST TR EXCH TRADED FD III 306,457.0 $5.8M 0.01% +71K +30.0% $19.00 +0.8%
557 BLD TOPBUILD COR Industrials 16,524.0 $5.8M 0.01% +4K +35.0% $351.30 +13.4%
558 RAMP LIVERAMP HLDGS INC Technology 218,488.0 $5.8M 0.01% +15K +7.1% $26.52 +42.4%
559 BJRI BJS RESTAURANTS INC Consumer Cyclical 164,520.0 $5.8M 0.01% +35K +27.1% $35.10 +21.5%
560 ING ING GROEP N.V. Financial Services 221,380.0 $5.8M 0.01% +31K +16.5% $26.05 +13.4%
Page 28 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%