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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 117 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2321 BROWN FORMAN CORP 377.0 $10K +141.0 +59.8% $26.79
2322 ORLA ORLA MNG LTD NEW Basic Materials 619.0 $10K +119.0 +23.8% $16.13 -17.2%
2323 LIVN LIVANOVA PLC Healthcare 155.0 $10K +94.0 +154.1% $63.56 +10.1%
2324 CARE CARTER BANKSHARES INC Financial Services 421.0 $10K +337.0 +401.2% $23.32 +12.4%
2325 BMBL BUMBLE INC Technology 2,979.0 $10K +2K +454.8% $3.26 -2.5%
2326 SION SIONNA THERAPEUTICS INC Healthcare 241.0 $10K +193.0 +402.1% $40.09 +0.3%
2327 STANDARDAERO INC 374.0 $10K +65.0 +21.0% $25.83
2328 REAX THE REAL BROKERAGE INC Real Estate 3,840.0 $10K +972.0 +33.9% $2.50 -31.6%
2329 CION CION INVT CORP Financial Services 1,403.0 $10K +50.0 +3.7% $6.84 -2.8%
2330 IRWD IRONWOOD PHARMACEUTICALS INC Healthcare 2,732.0 $10K +2K +398.5% $3.51 +2.0%
2331 CPF CENTRAL PAC FINL CORP Financial Services 300.0 $10K +8.0 +2.7% $31.96 +5.3%
2332 TE T1 ENERGY INC Industrials 2,155.0 $9K +2K +437.4% $4.39 +29.2%
2333 FMAG FIDELITY COVINGTON TRUST 297.0 $9K +260.0 +702.7% $31.63 +13.4%
2334 GRX GABELLI HEALTHCARE & WELLNES Financial Services 1,037.0 $9K +20.0 +2.0% $9.05 -1.4%
2335 SLQT SELECTQUOTE INC Financial Services 14,776.0 $9K +1K +8.9% $0.63 +68.4%
2336 ANNX ANNEXON INC Healthcare 1,662.0 $9K +1K +397.6% $5.54 -10.5%
2337 SHC SOTERA HEALTH CO Healthcare 639.0 $9K +475.0 +289.6% $14.34 +6.5%
2338 GIC GLOBAL INDUSTRIAL COMPANY Industrials 290.0 $9K +238.0 +457.7% $31.52 -8.0%
2339 DCH DAUCH CORP Industrials 1,529.0 $9K +1K +274.8% $5.93 +7.3%
2340 BHB BAR HBR BANKSHARES Financial Services 278.0 $9K +222.0 +396.4% $32.45 +5.5%
Page 117 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%