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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 114 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2261 NUVEEN REAL ESTATE INCOME FD 1,751.0 $13K +47.0 +2.8% $7.46
2262 NUEM NUSHARES ETF TR 352.0 $13K +37.0 +11.8% $36.74 +9.9%
2263 GOOD GLADSTONE COMMERCIAL CORP Real Estate 1,128.0 $13K +868.0 +333.9% $11.43 +7.7%
2264 SXC SUNCOKE ENERGY INC Energy 1,979.0 $13K +1K +153.1% $6.51 +17.0%
2265 MAGN MAGNERA CORP Industrials 1,344.0 $13K +882.0 +190.9% $9.51 +4.5%
2266 MBI MBIA INC Financial Services 2,151.0 $13K +2K +350.9% $5.91 -0.8%
2267 HNI HNI CORP Industrials 380.0 $13K +49.0 +14.8% $33.39 -10.5%
2268 UHT UNIVERSAL HEALTH RLTY INCOME Real Estate 313.0 $13K +306.0 +4371.4% $40.48 -0.5%
2269 INGN INOGEN INC Healthcare 2,048.0 $13K +1K +270.3% $6.18 +1.9%
2270 SPE SPECIAL OPPORTUNITIES FD INC Financial Services 918.0 $13K +28.0 +3.1% $13.76 +2.1%
2271 GAU GALIANO GOLD INC Basic Materials 5,000.0 $13K +2K +66.7% $2.51 -7.6%
2272 CXW CORECIVIC INC Real Estate 663.0 $13K +121.0 +22.3% $18.91 +9.7%
2273 LENNAR CORP 149.0 $13K +133.0 +831.2% $84.12
2274 MNSB MAINSTREET BANCSHARES INC Financial Services 556.0 $12K +3.0 +0.5% $22.21 -0.6%
2275 RMAX RE/MAX HLDGS INC Real Estate 2,138.0 $12K +2K +263.6% $5.76 +58.0%
2276 KURA KURA ONCOLOGY INC Healthcare 1,500.0 $12K +904.0 +151.7% $8.13 +13.4%
2277 VPG VISHAY PRECISION GROUP INC Technology 277.0 $12K +221.0 +394.6% $43.42 +124.1%
2278 UVSP UNIVEST FINANCIAL CORPORATIO Financial Services 350.0 $12K +281.0 +407.2% $34.26 +9.8%
2279 BCAX BICARA THERAPEUTICS INC Healthcare 601.0 $12K +480.0 +396.7% $19.89 -3.0%
2280 COTY COTY INC Consumer Defensive 5,923.0 $12K +3K +117.4% $2.01 +2.5%
Page 114 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%