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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 113 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2241 SFNC SIMMONS FIRST NATL CORP Financial Services 755.0 $15K +334.0 +79.3% $19.47 +7.8%
2242 DLX DELUXE CORP MEDIUM TERM NTS Communication Services 529.0 $15K +406.0 +330.1% $27.54 -15.5%
2243 HELE HELEN OF TROY LTD Consumer Defensive 1,010.0 $15K +607.0 +150.6% $14.42 +65.5%
2244 MCY MERCURY GENL CORP NEW Financial Services 165.0 $15K +125.0 +312.5% $88.15 +15.5%
2245 PCYO PURE CYCLE CORP Utilities 1,444.0 $15K +1K +399.6% $10.06 +3.6%
2246 OTEX OPEN TEXT CORP Technology 652.0 $15K +555.0 +572.2% $22.24 -0.7%
2247 VERASTEM INC 2,683.0 $14K +510.0 +23.5% $5.30
2248 PLG PLATINUM GROUP METALS LTD Basic Materials 8,000.0 $14K +4K +100.0% $1.77 -10.5%
2249 AEBI SCHMIDT HLDG AG 1,449.0 $14K +743.0 +105.2% $9.71
2250 MYGN MYRIAD GENETICS INC Healthcare 3,123.0 $14K +2K +164.2% $4.50 -20.0%
2251 IRMD IRADIMED CORP Healthcare 145.0 $14K +20.0 +16.0% $96.26 -7.5%
2252 LAW CS DISCO INC Technology 3,589.0 $14K +3K +262.5% $3.82 -5.1%
2253 MRTN MARTEN TRANS LTD Industrials 1,031.0 $14K +132.0 +14.7% $13.14 +24.0%
2254 KALV KALVISTA PHARMACEUTICALS INC Healthcare 665.0 $13K +532.0 +400.0% $20.13 +33.0%
2255 GNK GENCO SHIPPING & TRADING LTD Industrials 592.0 $13K +318.0 +116.1% $22.58 +5.8%
2256 LOAR LOAR HOLDINGS INC Industrials 232.0 $13K +219.0 +1684.6% $57.29 +2.3%
2257 CYRX CRYOPORT INC Industrials 1,591.0 $13K +1K +304.8% $8.28 +63.9%
2258 RECS COLUMBIA ETF TR I 337.0 $13K +129.0 +62.0% $39.01 +8.9%
2259 NWBI NORTHWEST BANCSHARES INC Financial Services 1,036.0 $13K +36.0 +3.6% $12.69 +8.4%
2260 ASAN ASANA INC Technology 2,049.0 $13K +1K +260.1% $6.40 -0.0%
Page 113 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%