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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 110 of 127  ·  2,532 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2181 KOP KOPPERS HOLDINGS INC Basic Materials 482.0 $19K +258.0 +115.2% $38.73 -0.4%
2182 SOLID BIOSCIENCES INC 2,589.0 $19K +2K +652.6% $7.20
2183 OI O-I GLASS INC Consumer Cyclical 1,761.0 $19K +2K +1458.4% $10.51 -14.4%
2184 DDD 3D SYS CORP DEL Technology 9,750.0 $18K +3K +34.8% $1.88 +45.7%
2185 SVM SILVERCORP METALS INC Basic Materials 1,703.0 $18K +700.0 +69.8% $10.74 +14.2%
2186 BLZE BACKBLAZE INC Technology 5,289.0 $18K +313.0 +6.3% $3.45 +113.9%
2187 ACT ENACT HLDGS INC Financial Services 447.0 $18K +334.0 +295.6% $40.81 +5.5%
2188 ANAB ANAPTYSBIO INC Healthcare 326.0 $18K +261.0 +401.5% $55.46 +9.5%
2189 EDU NEW ORIENTAL ED & TECHNOLOGY Consumer Defensive 319.0 $18K +277.0 +659.5% $56.63 -10.5%
2190 PFS PROVIDENT FINL SVCS INC Financial Services 844.0 $18K +566.0 +203.6% $21.16 +3.8%
2191 SEM SELECT MED HLDGS CORP Healthcare 1,091.0 $18K +485.0 +80.0% $16.29 +1.4%
2192 ALX ALEXANDERS INC Real Estate 75.0 $18K +61.0 +435.7% $236.21 +0.3%
2193 AMLX AMYLYX PHARMACEUTICALS INC Healthcare 1,274.0 $18K +1K +388.1% $13.90 -6.2%
2194 INDI INDIE SEMICONDUCTOR INC Technology 5,482.0 $18K +860.0 +18.6% $3.22 +21.4%
2195 OEC ORION S.A. Basic Materials 2,703.0 $18K +2K +168.4% $6.50 +0.9%
2196 FIVN FIVE9 INC Technology 1,157.0 $18K +581.0 +100.9% $15.17 +42.9%
2197 GNL GLOBAL NET LEASE INC Real Estate 1,865.0 $17K +191.0 +11.4% $9.36 -0.2%
2198 MBSD FLEXSHARES TR 830.0 $17K +5.0 +0.6% $20.72 -1.4%
2199 XERS XERIS BIOPHARMA HOLDINGS INC Healthcare 2,964.0 $17K +2K +399.0% $5.80 +5.0%
2200 EHAB ENHABIT INC Healthcare 1,214.0 $17K +723.0 +147.2% $14.09 -2.1%
Page 110 of 127  ·  2,532 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%