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Portfolio (Quarterly) Guide ↗

Rockefeller Capital Management L.P.

· CIK 0001739439
13F Portfolio $56.4B AUM 11,499 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 271 New 2532 Added 1234 Reduced 255 Exited
Page 1 of 235  ·  4,684 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 SPY STATE STR SPDR S&P 500 ETF T Financial Services 2,946,267.0 $1.92B 3.40% +109K +3.9% $650.34 +13.7%
2 AAPL APPLE INC Technology 6,683,923.0 $1.70B 3.01% +179K +2.8% $253.79 +18.3%
3 NVDA NVIDIA CORPORATION Technology 9,029,958.0 $1.57B 2.79% +353K +4.1% $174.40 +35.2%
4 MSFT MICROSOFT CORP Technology 4,033,392.0 $1.49B 2.65% +85K +2.1% $370.17 +10.6%
5 GOOGL ALPHABET INC Communication Services 4,297,315.0 $1.24B 2.19% +39K +0.9% $287.56 +39.5%
6 AMZN AMAZON COM INC Consumer Cyclical 5,897,727.0 $1.23B 2.18% +296K +5.3% $208.27 +26.8%
7 AVGO BROADCOM INC Technology 2,996,496.0 $927.4M 1.65% +140K +4.9% $309.51 +37.4%
8 VOO VANGUARD INDEX FDS 1,396,649.0 $834.6M 1.48% +21K +1.5% $597.55 +13.7%
9 IVV ISHARES TR 1,148,258.0 $750.1M 1.33% +66K +6.1% $653.21 +13.7%
10 JPM JPMORGAN CHASE & CO Financial Services 2,409,554.0 $708.8M 1.26% +84K +3.6% $294.16 +2.0%
11 QQQ INVESCO QQQ TR Financial Services 1,130,072.0 $652.3M 1.16% -25K -2.1% $577.18 +22.8%
12 GOOG ALPHABET INC Communication Services 2,142,274.0 $614.5M 1.09% -17K -0.8% $286.86 +38.5%
13 META META PLATFORMS INC Communication Services 1,054,928.0 $603.6M 1.07% +23K +2.2% $572.13 +8.1%
14 RGEF TIDAL TRUST III 19,357,317.0 $581.7M 1.03% -933K -4.6% $30.05 +12.3%
15 RSMC TIDAL TRUST III 21,580,505.0 $536.1M 0.95% +886K +4.3% $24.84 +11.6%
16 IWF ISHARES TR 1,136,766.0 $484.7M 0.86% +63K +5.9% $426.40 -70.8%
17 LLY ELI LILLY & CO Healthcare 503,731.0 $463.3M 0.82% +47K +10.3% $919.77 +9.5%
18 COST COSTCO WHOLESALE CORPORATION Consumer Defensive 424,493.0 $423.0M 0.75% +30K +7.7% $996.44 +4.5%
19 V VISA INC Financial Services 1,355,559.0 $409.7M 0.73% -31K -2.2% $302.24 +6.7%
20 GLD SPDR GOLD TR Financial Services 926,830.0 $398.8M 0.71% -11K -1.2% $430.29 -0.7%
Page 1 of 235  ·  4,684 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 21.0%
Industrials 9.4%
Communication Services 8.8%
Healthcare 8.7%
Consumer Cyclical 8.4%
Energy 5.7%
Consumer Defensive 4.2%
Utilities 3.1%
Real Estate 2.1%