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Portfolio (Quarterly) Guide ↗

Vivaldi Capital Management LP

· CIK 0001682021
13F Portfolio $723M AUM 290 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 25 New 70 Added 117 Reduced 13 Exited
Page 15 of 15  ·  290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 PLG PLATINUM GROUP METALS LTD Basic Materials 24,000.0 $42K 0.01% $1.77 -10.5%
282 AMZN CALL AMAZON COM INC Consumer Cyclical 200.0 $42K 0.01% NEW $208.27 +24.5%
283 NAK NORTHERN DYNASTY MINERALS LT Basic Materials 20,000.0 $28K 0.00% -9K -31.0% $1.40 +39.3%
284 XTIA XTI AEROSPACE INC Industrials 11,000.0 $23K 0.00% +1K +10.0% $2.07 -19.3%
285 NVDA CALL NVIDIA CORPORATION Technology 100.0 $17K 0.00% NEW $174.40 +27.5%
286 NUE CALL NUCOR CORP Basic Materials 100.0 $17K 0.00% NEW $169.10 +33.9%
287 UPS CALL UNITED PARCEL SVCS INC Industrials 100.0 $10K 0.00% NEW $98.38 -2.9%
288 INTC CALL INTEL CORP Technology 200.0 $9K 0.00% NEW $44.13 +145.1%
289 ON CALL ON SEMICONDUCTOR CORP Technology 100.0 $6K 0.00% NEW $61.92 +76.7%
290 WBD CALL WARNER BROS DISCOVERY INC Communication Services 200.0 $5K 0.00% NEW $27.46 -1.7%
Page 15 of 15  ·  290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 26.2%
Healthcare 13.8%
Communication Services 8.6%
Consumer Cyclical 8.3%
Industrials 7.6%
Consumer Defensive 3.2%
Basic Materials 1.6%
Real Estate 1.4%
Energy 1.3%