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Portfolio (Quarterly) Guide ↗

Vivaldi Capital Management LP

· CIK 0001682021
13F Portfolio $723M AUM 290 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 25 New 70 Added 117 Reduced 13 Exited
Page 1 of 15  ·  290 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1 AAPL APPLE INC Technology 147,173.0 $37.4M 5.16% -3K -2.2% $253.79 +17.8%
2 AMAT APPLIED MATLS INC Technology 82,664.0 $28.3M 3.90% -6K -6.7% $341.79 +19.1%
3 SPYM SPDR SERIES TRUST 362,979.0 $27.8M 3.84% +28K +8.2% $76.54 +13.4%
4 SPDW SPDR INDEX SHS FDS 515,727.0 $23.5M 3.25% +74K +16.9% $45.65 +7.5%
5 NVDA NVIDIA CORPORATION Technology 119,726.0 $20.9M 2.89% -759.0 -0.6% $174.40 +26.5%
6 GOOGL ALPHABET INC Communication Services 69,033.0 $19.9M 2.74% -3K -4.1% $287.56 +34.8%
7 BWA BORGWARNER INC Consumer Cyclical 343,010.0 $18.6M 2.57% -25K -6.9% $54.26 +12.7%
8 BK BANK NEW YORK MELLON CORP Financial Services 153,489.0 $18.2M 2.52% -9K -5.7% $118.63 +14.9%
9 GBIL GOLDMAN SACHS ETF TR 174,028.0 $17.4M 2.41% +14K +9.0% $100.19 -0.1%
10 SLV ISHARES SILVER TR Financial Services 255,271.0 $17.4M 2.40% -30K -10.7% $68.14 -1.8%
11 AMGN AMGEN INC Healthcare 46,681.0 $16.4M 2.27% -2K -4.7% $351.85 -6.0%
12 SCHW SCHWAB CHARLES CORP Financial Services 159,402.0 $15.0M 2.07% -12K -7.2% $93.98 -2.3%
13 SCHX SCHWAB STRATEGIC TR 552,463.0 $14.2M 1.96% +9K +1.7% $25.64 +12.4%
14 SCHO SCHWAB STRATEGIC TR 555,616.0 $13.5M 1.86% +13K +2.3% $24.27 -0.7%
15 MDT MEDTRONIC PLC Healthcare 147,393.0 $12.8M 1.76% -10K -6.3% $86.65 -9.3%
16 SCHF SCHWAB STRATEGIC TR 506,326.0 $12.5M 1.73% +3K +0.7% $24.75 +7.8%
17 SPY STATE STR SPDR S&P 500 ETF T Financial Services 16,945.0 $11.0M 1.52% -324.0 -1.9% $650.35 +12.8%
18 IAU ISHARES GOLD TR Financial Services 115,195.0 $10.2M 1.40% -5K -4.2% $88.16 -4.4%
19 GLD SPDR GOLD TR Financial Services 21,706.0 $9.3M 1.29% +649.0 +3.1% $430.29 -4.4%
20 CAT CATERPILLAR INC Industrials 12,551.0 $8.9M 1.23% -446.0 -3.4% $708.46 +21.4%
Page 1 of 15  ·  290 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 26.2%
Healthcare 13.8%
Communication Services 8.6%
Consumer Cyclical 8.3%
Industrials 7.6%
Consumer Defensive 3.2%
Basic Materials 1.6%
Real Estate 1.4%
Energy 1.3%