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Portfolio (Quarterly) Guide ↗

Regal Investment Advisors LLC

· CIK 0001559789
13F Portfolio $1.7B AUM 653 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 97 New 286 Added 207 Reduced 28 Exited
Page 2 of 2  ·  28 positions
# Ticker Company Sector Shares Value ↓ % Port Status
21 SOUN SOUNDHOUND AI INC Technology 12,279 $122K 0.01% SOLD
22 STKL SUNOPTA INC Consumer Defensive 19,765 $75K 0.00% SOLD
23 ALDX ALDEYRA THERAPEUTICS INC Healthcare 13,565 $70K 0.00% SOLD
24 INDI INDIE SEMICONDUCTOR INC Technology 14,238 $50K 0.00% SOLD
25 HOWL WEREWOLF THERAPEUTICS INC Healthcare 52,593 $33K 0.00% SOLD
26 ABEV AMBEV SA Consumer Defensive 11,148 $28K 0.00% SOLD
27 CODX CO-DIAGNOSTICS INC Healthcare 25,000 $4K SOLD
28 INCANNEX HEALTHCARE INC 10,445 $4K SOLD
Page 2 of 2  ·  28 positions
Sector Allocation
Financial Services 21.9%
Technology 20.5%
Healthcare 13.6%
Consumer Defensive 10.1%
Industrials 7.4%
Energy 7.4%
Communication Services 6.6%
Consumer Cyclical 6.0%
Utilities 4.0%
Basic Materials 1.8%