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Portfolio (Quarterly) Guide ↗

CWM, LLC

· CIK 0001535847
13F Portfolio $38.1B AUM 5,738 positions Filed May 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 303 New 2977 Added 1606 Reduced 208 Exited
Page 72 of 81  ·  1,606 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
1421 AFCG ADVANCED FLOWER CAP INC Real Estate 2,713.0 $8K -2K -41.8% $2.82 +24.8%
1422 MMTM SPDR SERIES TRUST 27.0 $8K -41.0 -60.3% $280.19 +12.9%
1423 FDIS FIDELITY COVINGTON TRUST 80.0 $7K -14.0 -14.9% $93.26 +8.4%
1424 OTEX OPEN TEXT CORP Technology 332.0 $7K -62.0 -15.7% $22.26 +2.5%
1425 LIFE360 INC 180.0 $7K -46.0 -20.4% $40.82
1426 BKLC BNY MELLON ETF TRUST 58.0 $7K -471.0 -89.0% $124.81 +13.7%
1427 BBCP CONCRETE PUMPING HLDGS INC Industrials 1,009.0 $7K -206.0 -16.9% $7.14 +2.0%
1428 AQST AQUESTIVE THERAPEUTICS INC Healthcare 1,726.0 $7K -2K -46.6% $4.15 +0.5%
1429 ARLP ALLIANCE RESOURCE PARTNERS L Energy 250.0 $7K -151.0 -37.7% $27.67 -9.8%
1430 BWMN BOWMAN CONSULTING GROUP LTD Industrials 243.0 $7K -84.0 -25.7% $28.44 +8.9%
1431 JFR NUVEEN FLOATING RATE INCOME Financial Services 866.0 $7K -4K -81.5% $7.52 +0.7%
1432 QQXT FIRST TR EXCHANGE-TRADED FD 65.0 $6K -188.0 -74.3% $97.63 +0.5%
1433 HWBK HAWTHORN BANCSHARES INC Financial Services 187.0 $6K -14.0 -7.0% $33.69 +5.3%
1434 BTZ BLACKROCK CR ALLOCATION Financial Services 611.0 $6K -2K -78.4% $10.10 -0.6%
1435 NMRA NEUMORA THERAPEUTICS INC. Healthcare 3,146.0 $6K -2K -39.2% $1.95 -14.4%
1436 GPCR STRUCTURE THERAPEUTICS INC Healthcare 125.0 $6K -355.0 -74.0% $48.20 -25.6%
1437 GNMA ISHARES TR 133.0 $6K -330.0 -71.3% $44.33 -0.9%
1438 IE IVANHOE ELECTRIC INC Technology 497.0 $6K -483.0 -49.3% $11.82 -1.6%
1439 HEDG SERIES PORTFOLIOS TR 200.0 $6K -427.0 -68.1% $28.98 +3.2%
1440 SERV SERVE ROBOTICS INC Industrials 673.0 $6K -3K -80.4% $8.44 -4.0%
Page 72 of 81  ·  1,606 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.2%
Financial Services 18.8%
Healthcare 11.3%
Industrials 10.2%
Consumer Cyclical 9.5%
Communication Services 6.9%
Consumer Defensive 6.0%
Energy 4.5%
Utilities 3.0%
Basic Materials 1.9%